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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MKTX icon
451
MarketAxess Holdings
MKTX
$5.72B
$20K 0.01%
+293
New +$19.3K
SEIC icon
452
SEI Investments
SEIC
$12.6B
$20K 0.01%
567
-141
-20% -$4.69K
VHT icon
453
Vanguard Health Care ETF
VHT
$18.6B
$20K 0.01%
200
– –
WST icon
454
West Pharmaceutical
WST
$24.9B
$20K 0.01%
+409
New +$19.1K
XLE icon
455
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
$20K 0.01%
450
+280
+165% +$12.1K
NPP
456
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$20K 0.01%
+1,500
New +$19.9K
WPZ
457
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$20K 0.01%
425
– –
ADX icon
458
Adams Diversified Equity Fund
ADX
$3.2B
$19K 0.01%
1,422
+67
+5% +$854
AKAM icon
459
Akamai
AKAM
$15.9B
$19K 0.01%
400
– –
BFH icon
460
Bread Financial
BFH
$4.38B
$19K 0.01%
+91
New +$17.4K
DRI icon
461
Darden Restaurants
DRI
$24.4B
$19K 0.01%
392
+319
+437% +$14.8K
ETW
462
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
$19K 0.01%
1,536
-82
-5% -$970
EWC icon
463
iShares MSCI Canada ETF
EWC
$6.33B
$19K 0.01%
662
+370
+127% +$10.7K
OXY icon
464
Occidental Petroleum
OXY
$55.9B
$19K 0.01%
212
-606
-74% -$55.3K
TEF
465
DELISTED
Telefonica
TEF
$19K 0.01%
1,569
+913
+139% +$11K
VIXM icon
466
ProShares VIX Mid-Term Futures ETF
VIXM
$40.7M
$19K 0.01%
+247
New +$21.3K
VTRS icon
467
Viatris
VTRS
$18.9B
$19K 0.01%
+446
New +$18.3K
WOR icon
468
Worthington Enterprises
WOR
$2.86B
$19K 0.01%
+740
New +$18.4K
RSX
469
DELISTED
VanEck Russia ETF
RSX
$19K 0.01%
645
-40
-6% -$1.15K
PAY
470
DELISTED
Verifone Systems Inc
PAY
$19K 0.01%
710
-520
-42% -$12.4K
NSH
471
DELISTED
NuStar GP Holdings LLC
NSH
$19K 0.01%
683
-486
-42% -$12.8K
BSJF
472
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$19K 0.01%
716
-69
-9% -$1.86K
BPT
473
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$18K 0.01%
232
-265
-53% -$21.3K
BBBY
474
Bed Bath & Beyond
BBBY
$442M
$18K 0.01%
799
– –
CRT
475
Cross Timbers Royalty Trust
CRT
$60.2M
$18K 0.01%
600
– –
17 18
19
20 21

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.