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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ULQ
451
DELISTED
CLAYMORE US CAPITAL MARKETS MICRO-TERM FIXED INCOME ETF
ULQ
$23K 0.01%
458
– –
EWA icon
452
iShares MSCI Australia ETF
EWA
$1.45B
$22K 0.01%
856
+653
+322% +$15.7K
GUT
453
Gabelli Utility Trust
GUT
$559M
$22K 0.01%
3,488
– –
JWN
454
DELISTED
Nordstrom
JWN
$22K 0.01%
400
– –
NKE icon
455
Nike
NKE
$61.9B
$22K 0.01%
600
– –
QQQX icon
456
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.49B
$22K 0.01%
1,330
– –
RWR icon
457
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$22K 0.01%
308
-196
-39% -$14.7K
SEIC icon
458
SEI Investments
SEIC
$12.6B
$22K 0.01%
708
+190
+37% +$5.85K
SHW icon
459
Sherwin-Williams
SHW
$89.8B
$22K 0.01%
360
+60
+20% +$3.52K
USA icon
460
Liberty All-Star Equity Fund
USA
$1.85B
$22K 0.01%
4,016
+66
+2% +$363
XLP icon
461
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$22K 0.01%
558
-2,872
-84% -$117K
RAI
462
DELISTED
Reynolds American Inc
RAI
$22K 0.01%
876
+612
+232% +$15.2K
AKAM icon
463
Akamai
AKAM
$15.9B
$21K 0.01%
400
– –
CAG icon
464
Conagra Brands
CAG
$7.23B
$21K 0.01%
884
– –
HQL
465
abrdn Life Sciences Investors
HQL
$627M
$21K 0.01%
1,077
+19
+2% +$364
IYF icon
466
iShares US Financials ETF
IYF
$4.61B
$21K 0.01%
570
+400
+235% +$14.8K
PAAS icon
467
Pan American Silver
PAAS
$21.6B
$21K 0.01%
2,000
– –
AT
468
DELISTED
Atlantic Power Corporation
AT
$21K 0.01%
4,775
– –
BSJF
469
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$21K 0.01%
785
– –
THI
470
DELISTED
TIM HORTONS INC COM, CANADA
THI
$21K 0.01%
+357
New +$20.3K
WPZ
471
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$21K 0.01%
425
– –
CTSH icon
472
Cognizant
CTSH
$26B
$20K 0.01%
490
– –
MDLZ icon
473
Mondelez International
MDLZ
$79.9B
$20K 0.01%
621
-120
-16% -$3.72K
NOK icon
474
Nokia
NOK
$52.3B
$20K 0.01%
3,000
– –
CTB
475
DELISTED
Cooper Tire & Rubber Co.
CTB
$20K 0.01%
640
– –
17 18
19
20 21

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.