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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNDA icon
426
Schwab Fundamental US Small Company Index ETF
FNDA
$9.32B
$335K 0.02%
11,254
+4
+0% +$115
CAH icon
427
Cardinal Health
CAH
$55.6B
$333K 0.02%
3,015
+880
+41% +$92K
CNA icon
428
CNA Financial
CNA
$13.9B
$333K 0.02%
+6,801
New +$333K
RACE icon
429
Ferrari
RACE
$71.6B
$331K 0.02%
705
+146
+26% +$65.5K
SUSL icon
430
iShares ESG MSCI USA Leaders ETF
SUSL
$1.21B
$328K 0.02%
3,230
+110
+4% +$10.8K
AZO icon
431
AutoZone
AZO
$50.2B
$328K 0.02%
104
-144
-58% -$442K
CRM icon
432
Salesforce
CRM
$161B
$327K 0.02%
1,194
-838
-41% -$215K
IXUS icon
433
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$326K 0.02%
4,484
-3,241
-42% -$224K
FELC icon
434
Fidelity Enhanced Large Cap Core ETF
FELC
$8.36B
$325K 0.02%
10,123
+51
+0.5% +$1.58K
GSK icon
435
GSK
GSK
$104B
$323K 0.02%
7,906
-48
-0.6% -$1.96K
BSCO
436
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$323K 0.02%
15,285
+1,662
+12% +$35.1K
FIW icon
437
First Trust Water ETF
FIW
$1.94B
$321K 0.02%
+2,939
New +$307K
UBT icon
438
ProShares Ultra 20+ Year Treasury
UBT
$57.6M
$321K 0.02%
+15,006
New +$314K
AB icon
439
AllianceBernstein
AB
$3.46B
$320K 0.02%
9,175
-1,745
-16% -$59.6K
PDX
440
PIMCO Dynamic Income Strategy Fund
PDX
$961M
$320K 0.02%
13,569
-1,000
-7% -$23K
TSM icon
441
TSMC
TSM
$2.19T
$317K 0.02%
1,827
-1,503
-45% -$256K
FDVV icon
442
Fidelity High Dividend ETF
FDVV
$10.4B
$317K 0.02%
+6,263
New +$305K
BIIB icon
443
Biogen
BIIB
$30.7B
$317K 0.02%
1,633
– –
FENI icon
444
Fidelity Enhanced International ETF
FENI
$11.3B
$315K 0.02%
10,389
– –
IBB icon
445
iShares Biotechnology ETF
IBB
$9.81B
$309K 0.02%
2,119
-24
-1% -$3.47K
IBCP icon
446
Independent Bank Corp
IBCP
$834M
$306K 0.02%
9,178
-487
-5% -$15.6K
WTV icon
447
WisdomTree US Value Fund
WTV
$3.36B
$305K 0.02%
+3,812
New +$288K
PFG icon
448
Principal Financial Group
PFG
$24.4B
$304K 0.02%
3,537
+3
+0.1% +$242
LNT icon
449
Alliant Energy
LNT
$17.8B
$303K 0.02%
4,987
+24
+0.5% +$1.36K
CMI icon
450
Cummins
CMI
$88.3B
$302K 0.02%
932
-294
-24% -$87.1K
16 17
18
19 20

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.