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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPB icon
426
Mid Penn Bancorp
MPB
$934M
$353K 0.02%
+17,635
New +$380K
CMCSA icon
427
Comcast
CMCSA
$89B
$352K 0.02%
8,122
-93
-1% -$4.01K
HBAN icon
428
Huntington Bancshares
HBAN
$35.4B
$350K 0.02%
25,100
-2,192
-8% -$28.4K
ACWV icon
429
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$350K 0.02%
3,321
-2,674
-45% -$274K
VIGI icon
430
Vanguard International Dividend Appreciation ETF
VIGI
$9.28B
$348K 0.02%
4,269
+1,368
+47% +$110K
AXP icon
431
American Express
AXP
$228B
$347K 0.02%
1,524
-204
-12% -$42.3K
IWS icon
432
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$344K 0.02%
2,744
+2
+0.1% +$236
PKW icon
433
Invesco BuyBack Achievers ETF
PKW
$1.77B
$343K 0.02%
3,171
-358
-10% -$36.4K
DFAC icon
434
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
$339K 0.02%
10,600
– –
SLB icon
435
SLB Ltd
SLB
$78.5B
$337K 0.02%
6,151
+12
+0.2% +$605
GM icon
436
General Motors
GM
$77.6B
$330K 0.02%
7,285
-473
-6% -$18.3K
VRSK icon
437
Verisk Analytics
VRSK
$23.6B
$330K 0.02%
1,400
+57
+4% +$13.7K
PTMC icon
438
Pacer Trendpilot US Mid Cap ETF
PTMC
$404M
$329K 0.02%
9,124
-2,263
-20% -$75.9K
FXU icon
439
First Trust Utilities AlphaDEX Fund
FXU
$816M
$328K 0.02%
10,118
– –
IBB icon
440
iShares Biotechnology ETF
IBB
$9.78B
$328K 0.02%
+2,390
New +$326K
JSMD icon
441
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
$326K 0.02%
4,668
– –
PDX
442
PIMCO Dynamic Income Strategy Fund
PDX
$961M
$323K 0.02%
+15,249
New +$304K
RSPF icon
443
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
$323K 0.02%
5,025
– –
PFG icon
444
Principal Financial Group
PFG
$24.3B
$322K 0.02%
+3,734
New +$300K
FTXL icon
445
First Trust Nasdaq Semiconductor ETF
FTXL
$1.33B
$321K 0.02%
3,549
+3
+0.1% +$255
DAL icon
446
Delta Air Lines
DAL
$58.9B
$319K 0.02%
6,669
-469
-7% -$19.4K
FNDA icon
447
Schwab Fundamental US Small Company Index ETF
FNDA
$9.32B
$319K 0.02%
11,184
+3,260
+41% +$88.9K
FTXG icon
448
First Trust Nasdaq Food & Beverage ETF
FTXG
$18.1M
$318K 0.02%
12,795
-9,610
-43% -$231K
AJG icon
449
Arthur J. Gallagher & Co
AJG
$64.7B
$316K 0.02%
1,262
+47
+4% +$11.3K
EXP icon
450
Eagle Materials
EXP
$6.44B
$314K 0.02%
1,157
-299
-21% -$70.6K
16 17
18
19 20

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.