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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DAL icon
426
Delta Air Lines
DAL
$59.1B
$246K 0.02%
6,662
-1,270
-16% -$55.1K
EAGG icon
427
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.97B
$246K 0.02%
5,423
+506
+10% +$23.5K
AJG icon
428
Arthur J. Gallagher & Co
AJG
$64.6B
$244K 0.02%
1,071
+98
+10% +$21.9K
FIXD icon
429
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$244K 0.02%
5,802
-74
-1% -$3.21K
SUSL icon
430
iShares ESG MSCI USA Leaders ETF
SUSL
$1.21B
$243K 0.02%
3,226
-661
-17% -$51.7K
SSUS icon
431
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$585M
$241K 0.02%
7,058
-1,548
-18% -$55K
CRWD icon
432
CrowdStrike
CRWD
$229B
$241K 0.02%
5,748
+292
+5% +$11.3K
CCI icon
433
Crown Castle
CCI
$31.4B
$240K 0.02%
+2,609
New +$270K
UL icon
434
Unilever
UL
$135B
$240K 0.02%
4,312
-143
-3% -$8.27K
FTXL icon
435
First Trust Nasdaq Semiconductor ETF
FTXL
$1.34B
$239K 0.02%
3,538
+7
+0.2% +$493
SBLK icon
436
Star Bulk Carriers
SBLK
$3.18B
$239K 0.02%
12,375
+1,325
+12% +$23.6K
EXP icon
437
Eagle Materials
EXP
$6.44B
$237K 0.02%
1,422
-120
-8% -$21.8K
WYNN icon
438
Wynn Resorts
WYNN
$10.5B
$235K 0.02%
2,538
– –
IETC icon
439
iShares US Tech Independence Focused ETF
IETC
$718M
$234K 0.02%
4,401
– –
BABA icon
440
Alibaba
BABA
$315B
$234K 0.02%
2,696
+28
+1% +$2.56K
POOL icon
441
Pool Corp
POOL
$7.29B
$231K 0.02%
650
+77
+13% +$28K
EEMV icon
442
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
$231K 0.02%
4,335
-16
-0.4% -$878
MTUM icon
443
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$226K 0.02%
1,621
-121
-7% -$17.5K
PAYX icon
444
Paychex
PAYX
$42.8B
$226K 0.02%
+1,958
New +$236K
SNX icon
445
TD Synnex
SNX
$20.5B
$226K 0.02%
2,258
-3,166
-58% -$313K
ROK icon
446
Rockwell Automation
ROK
$48.6B
$225K 0.02%
788
-67
-8% -$20.7K
BERY
447
DELISTED
Berry Global Group, Inc.
BERY
$225K 0.02%
3,961
-93
-2% -$5.47K
BP icon
448
BP
BP
$111B
$223K 0.02%
5,765
-234
-4% -$8.69K
IYE icon
449
iShares US Energy ETF
IYE
$1.77B
$223K 0.02%
4,699
– –
ZS icon
450
Zscaler
ZS
$28.6B
$216K 0.02%
+1,389
New +$208K
16 17
18
19 20

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.