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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPG icon
426
Simon Property Group
SPG
$72.3B
$301K 0.03%
+1,883
New +$287K
GS icon
427
Goldman Sachs
GS
$303B
$300K 0.03%
785
-11
-1% -$4.36K
KLAC icon
428
KLA
KLAC
$259B
$300K 0.03%
+6,980
New +$269K
BSJS icon
429
Invesco BulletShares 2028 High Yield Corporate Bond ETF
BSJS
$743M
$298K 0.03%
11,750
+2,550
+28% +$64.5K
HEI.A icon
430
HEICO Corp Class A
HEI.A
$37.2B
$296K 0.03%
2,304
+72
+3% +$9.16K
WEC icon
431
WEC Energy
WEC
$35.1B
$296K 0.03%
3,046
+11
+0.4% +$1.01K
GCOR icon
432
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$807M
$291K 0.03%
+5,990
New +$292K
UL icon
433
Unilever
UL
$136B
$291K 0.03%
4,805
-163
-3% -$9.68K
GNRC icon
434
Generac Holdings
GNRC
$12.5B
$290K 0.03%
824
-39
-5% -$16.2K
VHT icon
435
Vanguard Health Care ETF
VHT
$18.7B
$290K 0.03%
1,089
-10
-0.9% -$2.55K
FOUR icon
436
Shift4
FOUR
$3.26B
$288K 0.03%
4,976
-330
-6% -$21K
PUK icon
437
Prudential
PUK
$35.2B
$288K 0.03%
8,354
– –
TSM icon
438
TSMC
TSM
$2.18T
$287K 0.03%
2,389
+89
+4% +$10.4K
DES icon
439
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$285K 0.03%
8,675
– –
MOS icon
440
The Mosaic Company
MOS
$7.33B
$285K 0.03%
7,263
+36
+0.5% +$1.38K
KL
441
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$285K 0.03%
6,790
+310
+5% +$13.1K
DFEB icon
442
FT Vest US Equity Deep Buffer ETF February
DFEB
$463M
$283K 0.03%
8,025
– –
MGK icon
443
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$279K 0.02%
5,345
-915
-15% -$46.3K
QUAL icon
444
iShares MSCI USA Quality Factor ETF
QUAL
$48.1B
$278K 0.02%
+1,908
New +$270K
VFH icon
445
Vanguard Financials ETF
VFH
$13.8B
$278K 0.02%
2,881
+24
+0.8% +$2.34K
NXTG icon
446
First Trust Indxx NextG ETF
NXTG
$564M
$276K 0.02%
3,340
+203
+6% +$16.2K
WW
447
DELISTED
WW International
WW
$276K 0.02%
17,100
– –
HYLS icon
448
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$275K 0.02%
5,750
-908
-14% -$43.4K
WBA
449
DELISTED
Walgreens Boots Alliance
WBA
$275K 0.02%
5,279
-231
-4% -$11.2K
ROKU icon
450
Roku
ROKU
$22.7B
$273K 0.02%
1,198
+99
+9% +$26.7K
16 17
18
19 20

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.