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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWS icon
426
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$301K 0.03%
2,658
+23
+0.9% +$2.66K
MGK icon
427
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$294K 0.03%
6,260
-1,400
-18% -$67.7K
YYY icon
428
Amplify CEF High Income ETF
YYY
$741M
$294K 0.03%
17,468
-160
-0.9% -$2.77K
BSJR icon
429
Invesco BulletShares 2027 High Yield Corporate Bond ETF
BSJR
$883M
$293K 0.03%
11,475
+2,725
+31% +$69.8K
TSCO icon
430
Tractor Supply
TSCO
$18B
$293K 0.03%
+7,230
New +$280K
IBB icon
431
iShares Biotechnology ETF
IBB
$9.71B
$291K 0.03%
1,802
-160
-8% -$26.9K
ALB icon
432
Albemarle
ALB
$15.5B
$290K 0.03%
1,325
– –
IETC icon
433
iShares US Tech Independence Focused ETF
IETC
$717M
$290K 0.03%
5,204
-754
-13% -$43.3K
DAL icon
434
Delta Air Lines
DAL
$60.1B
$289K 0.03%
6,793
-1,372
-17% -$56K
CMI icon
435
Cummins
CMI
$88.7B
$286K 0.03%
1,273
+241
+23% +$56.5K
DIOD icon
436
Diodes
DIOD
$4.84B
$282K 0.03%
+3,113
New +$272K
PDI icon
437
PIMCO Dynamic Income Fund
PDI
$7.42B
$281K 0.03%
10,558
+200
+2% +$5.61K
VEEV icon
438
Veeva Systems
VEEV
$37.4B
$276K 0.03%
958
+246
+35% +$78.1K
DFEB icon
439
FT Vest US Equity Deep Buffer ETF February
DFEB
$463M
$275K 0.03%
8,025
– –
STE icon
440
Steris
STE
$23.1B
$275K 0.03%
1,348
+100
+8% +$21.4K
X
441
DELISTED
US Steel
X
$275K 0.03%
12,535
-9,889
-44% -$247K
UBER icon
442
Uber
UBER
$153B
$272K 0.03%
6,075
+35
+0.6% +$1.53K
VHT icon
443
Vanguard Health Care ETF
VHT
$18.7B
$272K 0.03%
1,099
-20
-2% -$5.13K
KL
444
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$270K 0.03%
6,480
+205
+3% +$8.33K
NJAN icon
445
Innovator Growth-100 Power Buffer ETF January
NJAN
$354M
$268K 0.03%
6,520
– –
WEC icon
446
WEC Energy
WEC
$35.1B
$268K 0.03%
3,035
+17
+0.6% +$1.59K
DES icon
447
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$267K 0.03%
8,675
+975
+13% +$30.6K
VFH icon
448
Vanguard Financials ETF
VFH
$13.8B
$265K 0.03%
2,857
– –
XHB icon
449
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
$265K 0.03%
3,698
-61
-2% -$4.59K
HEI.A icon
450
HEICO Corp Class A
HEI.A
$37.2B
$264K 0.03%
2,232
+102
+5% +$12.2K
16 17
18
19 20

Similar funds

PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.