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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
BLDR icon
426
Builders FirstSource
BLDR
$7.74B
$221K 0.03%
+5,411
New +$192K
FTXL icon
427
First Trust Nasdaq Semiconductor ETF
FTXL
$1.32B
$221K 0.03%
+3,700
New +$201K
SPTS icon
428
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$220K 0.02%
+7,156
New +$220K
NXQ
429
DELISTED
NUVEEN ELECT TAX-FREE INC 2
NXQ
$220K 0.02%
+13,806
New +$211K
BUD icon
430
AB InBev
BUD
$164B
$219K 0.02%
+3,127
New +$198K
SUSC icon
431
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$219K 0.02%
+7,732
New +$216K
D icon
432
Dominion Energy
D
$59.1B
$215K 0.02%
+2,853
New +$227K
PSEP icon
433
Innovator US Equity Power Buffer ETF September
PSEP
$841M
$215K 0.02%
+7,708
New +$209K
ULTA icon
434
Ulta Beauty
ULTA
$23.6B
$215K 0.02%
+749
New +$189K
XLP icon
435
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$215K 0.02%
+3,192
New +$211K
WEC icon
436
WEC Energy
WEC
$34.6B
$214K 0.02%
+2,327
New +$226K
YYY icon
437
Amplify CEF High Income ETF
YYY
$742M
$214K 0.02%
+13,456
New +$206K
EWT icon
438
iShares MSCI Taiwan ETF
EWT
$11B
$213K 0.02%
+4,005
New +$195K
PANW icon
439
Palo Alto Networks
PANW
$314B
$213K 0.02%
+3,594
New +$168K
BSJQ icon
440
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$865M
$210K 0.02%
+8,210
New +$206K
AZN icon
441
AstraZeneca
AZN
$251B
$209K 0.02%
+2,091
New +$221K
ICLR icon
442
Icon
ICLR
$12.8B
$209K 0.02%
+1,070
New +$209K
DXCM icon
443
DexCom
DXCM
$33.1B
$207K 0.02%
+2,236
New +$200K
IWS icon
444
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$207K 0.02%
+2,135
New +$192K
CGC
445
Canopy Growth
CGC
$402M
$205K 0.02%
+834
New +$190K
IBCP icon
446
Independent Bank Corp
IBCP
$841M
$204K 0.02%
+11,029
New +$181K
IYF icon
447
iShares US Financials ETF
IYF
$4.4B
$204K 0.02%
+3,060
New +$189K
VHT icon
448
Vanguard Health Care ETF
VHT
$19B
$204K 0.02%
+911
New +$195K
MGM icon
449
MGM Resorts International
MGM
$10.9B
$203K 0.02%
+6,449
New +$166K
GVI icon
450
iShares Intermediate Government/Credit Bond ETF
GVI
$3.79B
$201K 0.02%
+1,705
New +$200K

Similar funds

Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.