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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YUM icon
426
Yum! Brands
YUM
$41.1B
$23K 0.01%
417
-223
-35% -$11.5K
NUM
427
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$23K 0.01%
1,849
+1,183
+178% +$14.9K
WFM
428
DELISTED
Whole Foods Market Inc
WFM
$23K 0.01%
400
-50
-11% -$2.96K
ECON icon
429
Columbia Emerging Markets Consumer ETF
ECON
$337M
$22K 0.01%
+804
New +$21.6K
FSLR icon
430
First Solar
FSLR
$26.9B
$22K 0.01%
400
+320
+400% +$17.5K
MAIN icon
431
Main Street Capital
MAIN
$5.48B
$22K 0.01%
662
-10,242
-94% -$320K
PBA icon
432
Pembina Pipeline
PBA
$27.6B
$22K 0.01%
610
+510
+510% +$16.8K
CHK
433
DELISTED
Chesapeake Energy Corporation
CHK
$22K 0.01%
4
-4
-50% -$20.3K
BHC icon
434
Bausch Health
BHC
$2.34B
$21K 0.01%
178
– –
CTSH icon
435
Cognizant
CTSH
$26B
$21K 0.01%
408
-82
-17% -$3.73K
D icon
436
Dominion Energy
D
$59.3B
$21K 0.01%
326
-922
-74% -$59.3K
ES icon
437
Eversource Energy
ES
$27.2B
$21K 0.01%
500
-183
-27% -$7.68K
MMS icon
438
Maximus
MMS
$3.1B
$21K 0.01%
+477
New +$22K
TRV icon
439
Travelers Companies
TRV
$80.2B
$21K 0.01%
228
+96
+73% +$8.39K
USB icon
440
US Bancorp
USB
$99.6B
$21K 0.01%
513
+264
+106% +$10.1K
VBR icon
441
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$21K 0.01%
219
-1,754
-89% -$165K
VFC icon
442
VF Corp
VFC
$5.89B
$21K 0.01%
+361
New +$18.8K
VLO icon
443
Valero Energy
VLO
$85.9B
$21K 0.01%
415
-1
-0.2% -$42
CGO
444
Calamos Global Total Return Fund
CGO
$130M
$20K 0.01%
+1,400
New +$19.2K
DAL icon
445
Delta Air Lines
DAL
$60.1B
$20K 0.01%
+715
New +$19.2K
DHC
446
Diversified Healthcare Trust
DHC
$2.14B
$20K 0.01%
915
-76
-8% -$1.76K
GGB icon
447
Gerdau
GGB
$9.7B
$20K 0.01%
3,243
– –
IXP icon
448
iShares Global Comm Services ETF
IXP
$572M
$20K 0.01%
287
+2
+0.7% +$135
IYT icon
449
iShares US Transportation ETF
IYT
$2.29B
$20K 0.01%
+620
New +$19.5K
MFA
450
MFA Financial
MFA
$933M
$20K 0.01%
692
-74
-10% -$2.17K
16 17
18
19 20

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.