We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECPG icon
426
Encore Capital Group
ECPG
$2.13B
$25K 0.01%
542
– –
EPI icon
427
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$25K 0.01%
+1,610
New +$24.9K
JCP
428
DELISTED
J.C. Penney Company, Inc.
JCP
$25K 0.01%
2,867
+100
+4% +$1.43K
BTU
429
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$25K 0.01%
98
+80
+444% +$20.5K
WX
430
DELISTED
WUXI PHARMATECH, CAYMAN INC REPSTG 8 ORD SHS
WX
$25K 0.01%
+919
New +$21.8K
BRLI
431
DELISTED
BIO-REFERENCE LABS INC-NEW-
BRLI
$25K 0.01%
840
– –
PXLC
432
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
$25K 0.01%
760
– –
BBWI icon
433
Bath & Body Works
BBWI
$4.1B
$24K 0.01%
495
– –
EWL icon
434
iShares MSCI Switzerland ETF
EWL
$2.23B
$24K 0.01%
766
– –
FCT
435
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$24K 0.01%
1,700
– –
IAU icon
436
iShares Gold Trust
IAU
$67.5B
$24K 0.01%
935
-75
-7% -$1.94K
ECHO
437
EchoStar
ECHO
$26.2B
$24K 0.01%
686
– –
SKM icon
438
SK Telecom
SKM
$13.2B
$24K 0.01%
636
-29
-4% -$1.03K
WPX
439
DELISTED
WPX Energy, Inc.
WPX
$24K 0.01%
1,266
– –
SCG
440
DELISTED
Scana
SCG
$24K 0.01%
521
-8
-2% -$394
CEO
441
DELISTED
CNOOC Limited
CEO
$24K 0.01%
120
– –
CB icon
442
Chubb
CB
$135B
$23K 0.01%
+241
New +$22K
DHC
443
Diversified Healthcare Trust
DHC
$2.14B
$23K 0.01%
991
+326
+49% +$7.89K
EMD
444
Western Asset Emerging Markets Debt Fund
EMD
$616M
$23K 0.01%
1,301
+201
+18% +$3.54K
MFA
445
MFA Financial
MFA
$933M
$23K 0.01%
766
+3
+0.4% +$92
PDM
446
Piedmont Realty Trust
PDM
$1.19B
$23K 0.01%
1,316
– –
PTY icon
447
PIMCO Corporate & Income Opportunity Fund
PTY
$2.51B
$23K 0.01%
1,250
– –
RPAI
448
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$23K 0.01%
1,695
-435
-20% -$6.17K
ALXN
449
DELISTED
Alexion Pharmaceuticals
ALXN
$23K 0.01%
200
– –
RTN
450
DELISTED
Raytheon Company
RTN
$23K 0.01%
301
– –
16 17
18
19 20

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.