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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
401
Accenture
ACN
$109B
$372K 0.03%
1,054
-151
-13% -$49.7K
SUB icon
402
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$372K 0.03%
3,503
-142
-4% -$15K
BABA icon
403
Alibaba
BABA
$316B
$369K 0.03%
+3,476
New +$284K
DAL icon
404
Delta Air Lines
DAL
$59.3B
$365K 0.03%
7,180
+601
+9% +$26.2K
DFAC icon
405
Dimensional US Core Equity 2 ETF
DFAC
$49.5B
$363K 0.03%
10,600
– –
PKW icon
406
Invesco BuyBack Achievers ETF
PKW
$1.77B
$363K 0.03%
3,169
-35
-1% -$3.79K
SNA icon
407
Snap-on
SNA
$21.3B
$361K 0.03%
1,247
+1
+0.1% +$276
SPTL icon
408
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.7B
$360K 0.03%
12,397
+1,062
+9% +$30.3K
DE icon
409
Deere & Co
DE
$164B
$360K 0.03%
863
+53
+7% +$20K
MP icon
410
MP Materials
MP
$9.73B
$357K 0.03%
20,230
+83
+0.4% +$1.13K
IWP icon
411
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$357K 0.03%
3,042
-809
-21% -$90.5K
BLV icon
412
Vanguard Long-Term Bond ETF
BLV
$5.7B
$355K 0.02%
+4,727
New +$347K
HYGH icon
413
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$601M
$354K 0.02%
4,105
-142
-3% -$12.1K
GS icon
414
Goldman Sachs
GS
$301B
$351K 0.02%
710
-395
-36% -$193K
POOL icon
415
Pool Corp
POOL
$7.32B
$351K 0.02%
932
+219
+31% +$75.8K
FTXN icon
416
First Trust Nasdaq Oil & Gas ETF
FTXN
$160M
$350K 0.02%
12,093
-476
-4% -$14.3K
UBER icon
417
Uber
UBER
$159B
$348K 0.02%
4,636
-359
-7% -$25.3K
ACWI icon
418
iShares MSCI ACWI ETF
ACWI
$33.3B
$347K 0.02%
2,905
-1
-0% -$115
RSPF icon
419
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$347K 0.02%
5,025
– –
IETC icon
420
iShares US Tech Independence Focused ETF
IETC
$717M
$346K 0.02%
4,421
+5
+0.1% +$375
TIP icon
421
iShares TIPS Bond ETF
TIP
$14.7B
$342K 0.02%
3,101
-2,408
-44% -$262K
RCL icon
422
Royal Caribbean
RCL
$82.6B
$341K 0.02%
1,924
-18
-0.9% -$2.92K
AXP icon
423
American Express
AXP
$228B
$337K 0.02%
1,242
-399
-24% -$99.4K
FXU icon
424
First Trust Utilities AlphaDEX Fund
FXU
$817M
$336K 0.02%
8,737
-1,381
-14% -$49K
FHLC icon
425
Fidelity MSCI Health Care Index ETF
FHLC
$3.41B
$336K 0.02%
4,613
-2,852
-38% -$204K
15 16
17
18 19

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.