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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSB icon
401
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.8B
$401K 0.03%
13,455
-9,932
-42% -$296K
SPYM
402
State Street SPDR Portfolio S&P 500 ETF
SPYM
$169B
$400K 0.03%
+6,504
New +$381K
FIVN icon
403
FIVE9
FIVN
$2.58B
$398K 0.03%
6,415
+394
+7% +$27.4K
FBND icon
404
Fidelity Total Bond ETF
FBND
$27.2B
$398K 0.03%
8,792
+2,122
+32% +$96.3K
AB icon
405
AllianceBernstein
AB
$3.45B
$393K 0.03%
11,308
+4,256
+60% +$141K
DGRO icon
406
iShares Core Dividend Growth ETF
DGRO
$43.7B
$389K 0.03%
6,705
-134
-2% -$7.44K
APH icon
407
Amphenol
APH
$207B
$387K 0.03%
6,704
+168
+3% +$8.8K
PGR icon
408
Progressive
PGR
$124B
$382K 0.03%
1,846
-17
-0.9% -$3.15K
ESI icon
409
Element Solutions
ESI
$9.08B
$380K 0.03%
+15,193
New +$353K
UNP icon
410
Union Pacific
UNP
$174B
$378K 0.03%
1,535
+71
+5% +$17.5K
SUSC icon
411
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$376K 0.03%
16,375
+2,699
+20% +$61.9K
OIH icon
412
VanEck Oil Services ETF
OIH
$1.95B
$376K 0.03%
+1,119
New +$339K
IMCG icon
413
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.11B
$372K 0.03%
5,258
-363
-6% -$24.2K
GPC icon
414
Genuine Parts
GPC
$18.5B
$371K 0.03%
2,396
+78
+3% +$11.4K
IQLT icon
415
iShares MSCI Intl Quality Factor ETF
IQLT
$14.2B
$370K 0.03%
9,328
-10,352
-53% -$395K
SNA icon
416
Snap-on
SNA
$21.3B
$369K 0.03%
1,245
– –
RSPG icon
417
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$588M
$368K 0.03%
4,430
-40
-0.9% -$2.99K
HYGH icon
418
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$601M
$367K 0.03%
+4,282
New +$363K
BND icon
419
Vanguard Total Bond Market
BND
$161B
$366K 0.03%
5,043
+29
+0.6% +$2.1K
VV icon
420
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$362K 0.02%
1,510
– –
GIS icon
421
General Mills
GIS
$19.9B
$359K 0.02%
5,127
+5
+0.1% +$326
CMI icon
422
Cummins
CMI
$87.4B
$358K 0.02%
1,214
-19
-2% -$4.9K
DE icon
423
Deere & Co
DE
$164B
$358K 0.02%
870
-2,387
-73% -$915K
BIIB icon
424
Biogen
BIIB
$30.6B
$356K 0.02%
1,653
– –
OKE icon
425
Oneok
OKE
$56.9B
$355K 0.02%
4,434
+619
+16% +$45.2K
15 16
17
18 19

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.