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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRSK icon
401
Verisk Analytics
VRSK
$23.6B
$282K 0.02%
1,193
+109
+10% +$25.7K
FLHY icon
402
Franklin High Yield Corporate ETF
FLHY
$1.24B
$280K 0.02%
12,461
+49
+0.4% +$1.11K
DFEB icon
403
FT Vest US Equity Deep Buffer ETF February
DFEB
$463M
$280K 0.02%
8,025
– –
SOXX icon
404
iShares Semiconductor ETF
SOXX
$44.9B
$278K 0.02%
1,764
-240
-12% -$40K
JSMD icon
405
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$1.09B
$278K 0.02%
4,760
-2,411
-34% -$148K
DFAC icon
406
Dimensional US Core Equity 2 ETF
DFAC
$49.5B
$278K 0.02%
10,600
– –
VEEV icon
407
Veeva Systems
VEEV
$38B
$276K 0.02%
1,355
+96
+8% +$19.3K
XLI icon
408
State Street Industrial Select Sector SPDR ETF
XLI
$34.4B
$271K 0.02%
+2,671
New +$286K
GM icon
409
General Motors
GM
$77.3B
$270K 0.02%
8,194
-1,384
-14% -$49.2K
FNDF icon
410
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
$267K 0.02%
+8,430
New +$273K
ACWI icon
411
iShares MSCI ACWI ETF
ACWI
$33.3B
$264K 0.02%
2,862
-110
-4% -$10.6K
FCX icon
412
Freeport-McMoran
FCX
$98.7B
$264K 0.02%
7,079
-4,152
-37% -$167K
USHY icon
413
iShares Broad USD High Yield Corporate Bond ETF
USHY
$29.1B
$261K 0.02%
7,532
+453
+6% +$15.9K
PNC icon
414
PNC Financial Services
PNC
$100B
$260K 0.02%
2,121
-173
-8% -$21.8K
ETN icon
415
Eaton
ETN
$173B
$260K 0.02%
1,218
+108
+10% +$23.3K
TFI icon
416
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.17B
$260K 0.02%
5,941
-27,284
-82% -$1.24M
ANGL icon
417
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.1B
$257K 0.02%
9,511
+775
+9% +$21.3K
IUSG icon
418
iShares Core S&P US Growth ETF
IUSG
$33.8B
$257K 0.02%
2,713
-98
-3% -$9.62K
PAA icon
419
Plains All American Pipeline
PAA
$16.4B
$256K 0.02%
16,706
-1,928
-10% -$28.9K
RSPF icon
420
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$308M
$255K 0.02%
5,025
– –
OXY icon
421
Occidental Petroleum
OXY
$58.5B
$253K 0.02%
3,903
-149
-4% -$9.38K
MGK icon
422
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$250K 0.02%
5,515
+5
+0.1% +$236
APH icon
423
Amphenol
APH
$207B
$250K 0.02%
5,952
-396
-6% -$17K
IGRO icon
424
iShares International Dividend Growth ETF
IGRO
$1.31B
$249K 0.02%
4,200
-390
-8% -$24.1K
JXN icon
425
Jackson Financial
JXN
$8.87B
$247K 0.02%
6,474
-2,218
-26% -$77.5K
15 16
17
18 19

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.