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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.09B
AUM Growth
-$39.1M
Cap. Flow
+$11.2M
Cap. Flow %
1.03%
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$9.58M
2
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$7.79M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.71M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.88M

Top Sells

Rank Stock Value
1
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$7.85M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.28M
3
BND icon
Vanguard Total Bond Market
BND
+$5.11M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.94M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Healthcare 5.58%
3 Consumer Staples 3.92%
4 Consumer Discretionary 3.22%
5 Financials 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NJAN icon
401
Innovator Growth-100 Power Buffer ETF January
NJAN
$354M
$307K 0.03%
7,555
+1,400
+23% +$56.2K
VV icon
402
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$307K 0.03%
1,474
-135
-8% -$27.7K
CEG icon
403
Constellation Energy
CEG
$95.8B
$306K 0.03%
+5,444
New +$266K
BXMX
404
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$305K 0.03%
21,399
-41
-0.2% -$575
ACWI icon
405
iShares MSCI ACWI ETF
ACWI
$33.3B
$304K 0.03%
3,050
+1
+0% +$100
ALB icon
406
Albemarle
ALB
$15.5B
$304K 0.03%
1,375
+26
+2% +$5.49K
FCEF icon
407
First Trust Exchange-Traded Fund VIII First Trust Income Opportunities ETF
FCEF
$82.5M
$303K 0.03%
+12,866
New +$303K
FITB
408
Fifth Third Bancorp
FITB
$51.8B
$300K 0.03%
6,981
-20
-0.3% -$933
FLHY icon
409
Franklin High Yield Corporate ETF
FLHY
$1.24B
$300K 0.03%
+12,117
New +$305K
IUSG icon
410
iShares Core S&P US Growth ETF
IUSG
$33.8B
$300K 0.03%
2,838
-358
-11% -$37.2K
INVH icon
411
PUT
Invitation Homes
INVH
$17.8B
$297K 0.03%
+7,400
New +$303K
IGRO icon
412
iShares International Dividend Growth ETF
IGRO
$1.31B
$294K 0.03%
4,507
-47
-1% -$3.11K
MRVL icon
413
Marvell Technology
MRVL
$187B
$293K 0.03%
4,086
-380
-9% -$27.4K
HEI.A icon
414
HEICO Corp Class A
HEI.A
$37B
$291K 0.03%
2,293
-11
-0.5% -$1.33K
FICO icon
415
Fair Isaac
FICO
$22.7B
$290K 0.03%
622
-3
-0.5% -$1.42K
VFH icon
416
Vanguard Financials ETF
VFH
$13.8B
$290K 0.03%
3,108
+227
+8% +$21.7K
FOUR icon
417
Shift4
FOUR
$3.41B
$288K 0.03%
4,658
-318
-6% -$16.8K
LHX icon
418
L3Harris
LHX
$54B
$288K 0.03%
1,159
-512
-31% -$119K
USO icon
419
United States Oil Fund
USO
$1.78B
$288K 0.03%
+3,887
New +$261K
DFEB icon
420
FT Vest US Equity Deep Buffer ETF February
DFEB
$463M
$287K 0.03%
8,025
– –
SPYD icon
421
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.68B
$286K 0.03%
6,510
+186
+3% +$8.01K
ENB icon
422
Enbridge
ENB
$112B
$284K 0.03%
6,167
+1,053
+21% +$45.1K
CPAY icon
423
Corpay
CPAY
$26.2B
$284K 0.03%
1,141
-2,179
-66% -$516K
KLAC icon
424
KLA
KLAC
$252B
$283K 0.03%
7,740
+760
+11% +$28.4K
FSK icon
425
FS KKR Capital
FSK
$3.37B
$282K 0.03%
12,371
-52
-0.4% -$1.15K
15 16
17
18 19

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
  • Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
  • Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
  • Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
  • Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.

Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.