We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMT icon
401
American Tower
AMT
$80.4B
$325K 0.03%
1,226
+117
+11% +$33.4K
VV icon
402
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$323K 0.03%
1,608
+1
+0.1% +$207
BSJP
403
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$321K 0.03%
13,050
+900
+7% +$22.2K
HYLS icon
404
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.64B
$321K 0.03%
6,658
+12
+0.2% +$580
IGRO icon
405
iShares International Dividend Growth ETF
IGRO
$1.32B
$320K 0.03%
+4,905
New +$331K
BAX icon
406
Baxter International
BAX
$14.2B
$319K 0.03%
3,962
+12
+0.3% +$948
FITB
407
Fifth Third Bancorp
FITB
$51.8B
$318K 0.03%
7,488
-2,003
-21% -$76.7K
FXU icon
408
First Trust Utilities AlphaDEX Fund
FXU
$825M
$318K 0.03%
10,741
+8
+0.1% +$248
ADBE icon
409
Adobe
ADBE
$105B
$317K 0.03%
550
-44
-7% -$27.7K
PSK icon
410
State Street SPDR ICE Preferred Securities ETF
PSK
$686M
$313K 0.03%
7,210
+334
+5% +$14.6K
DOC icon
411
Healthpeak Properties
DOC
$14.8B
$312K 0.03%
9,331
+487
+6% +$17.2K
MASI
412
DELISTED
Masimo
MASI
$312K 0.03%
1,151
+29
+3% +$7.86K
WW
413
DELISTED
WW International
WW
$312K 0.03%
17,100
+3,000
+21% +$78.4K
XLY icon
414
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$312K 0.03%
3,472
-246
-7% -$22.3K
CL icon
415
Colgate-Palmolive
CL
$74.4B
$311K 0.03%
4,111
+1,202
+41% +$95.4K
KBWD icon
416
Invesco KBW High Dividend Yield Financial ETF
KBWD
$427M
$311K 0.03%
15,276
-1,226
-7% -$25.1K
ETN icon
417
Eaton
ETN
$174B
$310K 0.03%
2,076
+19
+0.9% +$3.04K
ULTA icon
418
Ulta Beauty
ULTA
$24.3B
$310K 0.03%
860
+23
+3% +$8.31K
RSPF icon
419
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$308K 0.03%
5,025
– –
ACWI icon
420
iShares MSCI ACWI ETF
ACWI
$33.4B
$307K 0.03%
3,074
– –
XLP icon
421
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$307K 0.03%
4,455
+357
+9% +$25.4K
DFAC icon
422
Dimensional US Core Equity 2 ETF
DFAC
$49.6B
$305K 0.03%
11,469
– –
UL icon
423
Unilever
UL
$136B
$303K 0.03%
4,968
+1,132
+30% +$72.1K
BSJQ icon
424
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$867M
$302K 0.03%
11,750
+1,300
+12% +$33.5K
GS icon
425
Goldman Sachs
GS
$303B
$301K 0.03%
796
+126
+19% +$49.2K
15 16
17
18 19

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.