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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed
–

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$35M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$18.9M
3
AAPL icon
Apple
AAPL
+$16.1M
4
MSFT icon
Microsoft
MSFT
+$15.1M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$14.7M

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTX icon
401
Vertex Pharmaceuticals
VRTX
$133B
$248K 0.03%
+1,051
New +$241K
DRI icon
402
Darden Restaurants
DRI
$24.9B
$247K 0.03%
+2,070
New +$222K
LHX icon
403
L3Harris
LHX
$54B
$246K 0.03%
+1,302
New +$238K
GDX icon
404
VanEck Gold Miners ETF
GDX
$27.6B
$244K 0.03%
+6,772
New +$253K
CPRI icon
405
Capri Holdings
CPRI
$1.75B
$243K 0.03%
+5,774
New +$177K
WFC icon
406
Wells Fargo
WFC
$265B
$243K 0.03%
+8,037
New +$208K
UAA icon
407
Under Armour
UAA
$2.5B
$242K 0.03%
+14,100
New +$215K
CRWD icon
408
CrowdStrike
CRWD
$229B
$240K 0.03%
+4,528
New +$176K
WBA
409
DELISTED
Walgreens Boots Alliance
WBA
$239K 0.03%
+5,999
New +$232K
ATVI
410
DELISTED
Activision Blizzard
ATVI
$239K 0.03%
+2,573
New +$209K
MRNA icon
411
Moderna
MRNA
$23.9B
$238K 0.03%
+2,279
New +$231K
DOCU
412
DocuSign
DOCU
$11.4B
$237K 0.03%
+1,065
New +$239K
SPYV icon
413
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.6B
$237K 0.03%
+6,901
New +$224K
VT icon
414
Vanguard Total World Stock ETF
VT
$81.2B
$237K 0.03%
+2,557
New +$222K
EUSB icon
415
iShares ESG Advanced Universal USD Bond ETF
EUSB
$709M
$234K 0.03%
+4,618
New +$233K
HEI.A icon
416
HEICO Corp Class A
HEI.A
$37B
$232K 0.03%
+1,978
New +$215K
XHB icon
417
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
$232K 0.03%
+4,031
New +$228K
STC icon
418
Stewart Information Services
STC
$2.01B
$231K 0.03%
+4,776
New +$218K
BSJP
419
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$230K 0.03%
+9,390
New +$226K
KBWD icon
420
Invesco KBW High Dividend Yield Financial ETF
KBWD
$423M
$228K 0.03%
+13,740
New +$208K
PSK icon
421
State Street SPDR ICE Preferred Securities ETF
PSK
$683M
$228K 0.03%
+5,133
New +$225K
RSPF icon
422
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$309M
$227K 0.03%
+4,725
New +$206K
LMT icon
423
Lockheed Martin
LMT
$139B
$226K 0.03%
+635
New +$233K
ETN icon
424
Eaton
ETN
$173B
$224K 0.03%
+1,868
New +$211K
IWY icon
425
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$222K 0.03%
+1,670
New +$211K
15 16
17
18 19

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.