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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+2.35%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$236M
AUM Growth
+$61.6M
Cap. Flow
+$45M
Cap. Flow %
19.05%
Top 10 Hldgs %
15.29%
Holding
993
New
153
Increased
307
Reduced
176
Closed
84

Top Buys

Rank Stock Value
1
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$3.59M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.17M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$2.8M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$2.6M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$2.57M

Top Sells

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.5M
2
PBI icon
Pitney Bowes
PBI
+$2.01M
3
RGR icon
Sturm, Ruger & Co
RGR
+$1.64M
4
RES icon
RPC Inc
RES
+$1.54M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$1.52M

Sector Composition

Rank Sector Weight
1 Healthcare 6.9%
2 Industrials 6.03%
3 Energy 5.68%
4 Technology 5.59%
5 Consumer Discretionary 5.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPL
401
PPL Corp
PPL
$26.7B
$37K 0.02%
1,183
– –
SSO icon
402
ProShares Ultra S&P500
SSO
$8.36B
$37K 0.02%
5,600
– –
CB icon
403
Chubb
CB
$135B
$36K 0.02%
364
+1
+0.3% +$97
DAL icon
404
Delta Air Lines
DAL
$60.1B
$36K 0.02%
1,049
+334
+47% +$10.7K
EWP icon
405
iShares MSCI Spain ETF
EWP
$2.17B
$36K 0.02%
+889
New +$35K
PBI icon
406
Pitney Bowes
PBI
$2.39B
$36K 0.02%
1,400
-81,646
-98% -$2.01M
SCHF icon
407
Schwab International Equity ETF
SCHF
$68.7B
$36K 0.02%
+2,286
New +$35.4K
CVD
408
DELISTED
COVANCE INC.
CVD
$36K 0.02%
350
– –
EDE
409
DELISTED
Empire District Electric
EDE
$36K 0.02%
1,500
– –
BA icon
410
Boeing
BA
$185B
$35K 0.01%
275
+75
+38% +$9.77K
ECON icon
411
Columbia Emerging Markets Consumer ETF
ECON
$337M
$35K 0.01%
1,302
+498
+62% +$12.6K
EWZ icon
412
iShares MSCI Brazil ETF
EWZ
$8.95B
$35K 0.01%
780
– –
SRLN icon
413
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$35K 0.01%
700
-541
-44% -$27.1K
BIDU icon
414
Baidu
BIDU
$37.2B
$34K 0.01%
224
-74
-25% -$12.4K
EG icon
415
Everest Group
EG
$14.4B
$34K 0.01%
+223
New +$32.9K
IHI icon
416
iShares US Medical Devices ETF
IHI
$3.38B
$34K 0.01%
2,064
+6
+0.3% +$96
IWS icon
417
iShares Russell Mid-Cap Value ETF
IWS
$16B
$34K 0.01%
+494
New +$32.8K
PRGO icon
418
Perrigo
PRGO
$1.78B
$34K 0.01%
+218
New +$34.4K
VSS icon
419
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$34K 0.01%
320
+175
+121% +$18.3K
TWTR
420
DELISTED
Twitter, Inc.
TWTR
$34K 0.01%
+720
New +$40.7K
JOBS
421
DELISTED
51job Inc
JOBS
$34K 0.01%
958
-2
-0.2% -$76
AWF
422
AllianceBernstein Global High Income Fund
AWF
$872M
$33K 0.01%
2,205
-3,254
-60% -$47.8K
LMT icon
423
Lockheed Martin
LMT
$136B
$33K 0.01%
201
-11
-5% -$1.73K
LOW icon
424
Lowe's Companies
LOW
$125B
$33K 0.01%
681
+81
+14% +$3.91K
MVV icon
425
ProShares Ultra MidCap400
MVV
$163M
$33K 0.01%
1,500
-876
-37% -$18.6K
15 16
17
18 19

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Regal Investment Advisors held 993 positions worth $236M, up 35% from $175M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors deployed $45M of net new capital in Q1 2014, opening 153 new positions and adding to 307 existing holdings. Its largest new stake was Natus Medical Inc: 78,841 shares worth $2.03M.

By sector, the portfolio is most concentrated in Healthcare at 6.9% of assets, up from 5.5% a quarter earlier, followed by Industrials and Energy.

On the sell side, the largest reduction was Mastercard, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2014 buy was Natus Medical Inc: 78,841 shares worth $2.03M.
  • Regal Investment Advisors added most to iShares MSCI Emerging Markets ETF in Q1 2014, an estimated $3.59M increase.
  • Regal Investment Advisors's biggest Q1 2014 reduction was Mastercard, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited United States Natural Gas Fund in Q1 2014, selling an estimated $560K.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $236M portfolio in Q1 2014.
  • Regal Investment Advisors opened 153 new positions and closed 84 in Q1 2014.
  • Regal Investment Advisors's portfolio value rose 35% quarter-over-quarter to $236M.

Based on Regal Investment Advisors's 13F filing for Q1 2014, filed 18 Apr 2014.