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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RHT
401
DELISTED
Red Hat Inc
RHT
$27K 0.02%
490
-360
-42% -$16.7K
EPP icon
402
iShares MSCI Pacific ex Japan ETF
EPP
$2.28B
$26K 0.01%
560
+360
+180% +$17.4K
ILF icon
403
iShares Latin America 40 ETF
ILF
$3.76B
$26K 0.01%
715
-260
-27% -$9.96K
WPX
404
DELISTED
WPX Energy, Inc.
WPX
$26K 0.01%
1,266
– –
DVYE icon
405
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
$25K 0.01%
520
– –
EWL icon
406
iShares MSCI Switzerland ETF
EWL
$2.23B
$25K 0.01%
766
– –
FCT
407
First Trust Senior Floating Rate Income Fund II
FCT
$251M
$25K 0.01%
1,700
– –
IDU icon
408
iShares US Utilities ETF
IDU
$1.4B
$25K 0.01%
532
-20,640
-97% -$992K
MVV icon
409
ProShares Ultra MidCap400
MVV
$163M
$25K 0.01%
2,376
+876
+58% +$17.2K
WAB icon
410
Wabtec
WAB
$49.3B
$25K 0.01%
+330
New +$22.2K
JCP
411
DELISTED
J.C. Penney Company, Inc.
JCP
$25K 0.01%
2,767
-100
-3% -$834
ARII
412
DELISTED
American Railcar Industries, Inc.
ARII
$25K 0.01%
550
+500
+1,000% +$21.4K
BTU
413
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$25K 0.01%
87
-11
-11% -$3.1K
EW icon
414
Edwards Lifesciences
EW
$51.7B
$24K 0.01%
2,220
-1,080
-33% -$12.2K
GDX icon
415
VanEck Gold Miners ETF
GDX
$27.4B
$24K 0.01%
+1,137
New +$26.3K
LUV icon
416
Southwest Airlines
LUV
$23B
$24K 0.01%
1,296
+648
+100% +$11.3K
NKE icon
417
Nike
NKE
$61.9B
$24K 0.01%
600
– –
NOK icon
418
Nokia
NOK
$52.3B
$24K 0.01%
3,000
– –
SKM icon
419
SK Telecom
SKM
$13.2B
$24K 0.01%
596
-40
-6% -$1.58K
USA icon
420
Liberty All-Star Equity Fund
USA
$1.85B
$24K 0.01%
4,014
-2
-0% -$11
WELL icon
421
Welltower
WELL
$171B
$24K 0.01%
441
-60
-12% -$3.57K
GNC
422
DELISTED
GNC Holdings, Inc.
GNC
$24K 0.01%
+416
New +$24K
EPI icon
423
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$23K 0.01%
1,330
-280
-17% -$4.66K
MBB icon
424
iShares MBS ETF
MBB
$39.1B
$23K 0.01%
218
-2,661
-92% -$281K
RJF icon
425
Raymond James Financial
RJF
$34B
$23K 0.01%
653
– –
15 16
17
18 19

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.