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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISCF icon
376
iShares International Small Cap Equity Factor ETF
ISCF
$678M
$455K 0.03%
13,805
-5,726
-29% -$182K
HYDB icon
377
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
$453K 0.03%
9,691
-2,167
-18% -$100K
FDX icon
378
FedEx
FDX
$76.7B
$448K 0.03%
1,545
– –
PM icon
379
Philip Morris
PM
$291B
$448K 0.03%
4,885
+252
+5% +$23.2K
FNDF icon
380
Schwab Fundamental International Large Company Index ETF
FNDF
$25.6B
$445K 0.03%
12,484
+1,747
+16% +$59.3K
SUB icon
381
iShares Short-Term National Muni Bond ETF
SUB
$11.4B
$441K 0.03%
4,207
-5,403
-56% -$567K
HYGV icon
382
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$440K 0.03%
10,697
-329
-3% -$13.4K
STPZ icon
383
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$525M
$439K 0.03%
8,521
-442
-5% -$22.6K
ACN icon
384
Accenture
ACN
$110B
$437K 0.03%
1,261
-816
-39% -$297K
EXEL icon
385
Exelixis
EXEL
$13.1B
$433K 0.03%
18,261
– –
EW icon
386
Edwards Lifesciences
EW
$53.3B
$431K 0.03%
4,511
-143
-3% -$12K
IDV icon
387
iShares International Select Dividend ETF
IDV
$8.53B
$430K 0.03%
15,325
+6,047
+65% +$167K
BFC icon
388
Bank First Corp
BFC
$1.68B
$429K 0.03%
4,950
– –
FMB icon
389
First Trust Managed Municipal ETF
FMB
$2.06B
$421K 0.03%
8,191
-275
-3% -$14.2K
NZF icon
390
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$418K 0.03%
34,190
+3,180
+10% +$37.9K
GBIL icon
391
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.59B
$417K 0.03%
4,133
-902
-18% -$90.2K
AVY icon
392
Avery Dennison
AVY
$13.5B
$416K 0.03%
1,863
-273
-13% -$56.6K
SPEM icon
393
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17.7B
$415K 0.03%
11,459
-176,587
-94% -$6.21M
ANGL icon
394
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.1B
$413K 0.03%
14,241
+3,239
+29% +$93.4K
BX icon
395
Blackstone
BX
$111B
$413K 0.03%
3,144
+138
+5% +$17.2K
CIBR icon
396
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
$412K 0.03%
+7,314
New +$411K
VEEV icon
397
Veeva Systems
VEEV
$38.2B
$411K 0.03%
1,774
+297
+20% +$64.1K
EMGF icon
398
iShares Emerging Markets Equity Factor ETF
EMGF
$1.86B
$409K 0.03%
9,187
+356
+4% +$15.3K
SMAR
399
DELISTED
Smartsheet Inc.
SMAR
$405K 0.03%
10,532
-71
-0.7% -$3.1K
CMG icon
400
Chipotle Mexican Grill
CMG
$40.9B
$401K 0.03%
6,900
+1,400
+25% +$71.6K
14 15
16
17 18

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.