We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNP icon
376
Union Pacific
UNP
$174B
$320K 0.03%
1,570
-82
-5% -$17.9K
FXU icon
377
First Trust Utilities AlphaDEX Fund
FXU
$814M
$319K 0.03%
11,168
– –
SNA icon
378
Snap-on
SNA
$21.3B
$317K 0.03%
1,244
+1
+0.1% +$270
HON icon
379
Honeywell
HON
$77B
$317K 0.03%
1,822
+148
+9% +$27.1K
MS icon
380
Morgan Stanley
MS
$338B
$317K 0.03%
3,880
-23
-0.6% -$2K
PGR icon
381
Progressive
PGR
$124B
$316K 0.03%
2,268
-52
-2% -$6.84K
GIS icon
382
General Mills
GIS
$19.7B
$316K 0.03%
4,932
+416
+9% +$29.4K
PRU icon
383
Prudential Financial
PRU
$41.9B
$314K 0.03%
3,310
-2
-0.1% -$189
PTMC icon
384
Pacer Trendpilot US Mid Cap ETF
PTMC
$404M
$309K 0.03%
9,788
-1,615
-14% -$53.2K
IWS icon
385
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$309K 0.03%
2,957
-114
-4% -$12.6K
MRNA icon
386
Moderna
MRNA
$23.7B
$307K 0.03%
2,969
+382
+15% +$42.6K
AXP icon
387
American Express
AXP
$228B
$304K 0.03%
2,038
+512
+34% +$83.7K
TUA icon
388
Simplify Short Term Treasury Futures Strategy ETF
TUA
$655M
$303K 0.03%
13,870
– –
ESGD icon
389
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
$301K 0.03%
4,348
-2,464
-36% -$177K
BX icon
390
Blackstone
BX
$112B
$298K 0.03%
2,785
+224
+9% +$23.3K
ALB icon
391
Albemarle
ALB
$15.4B
$298K 0.03%
1,750
+61
+4% +$12.2K
EW icon
392
Edwards Lifesciences
EW
$53.3B
$297K 0.03%
4,282
-1,446
-25% -$116K
GILD icon
393
Gilead Sciences
GILD
$165B
$296K 0.02%
3,953
+66
+2% +$5.08K
FXZ icon
394
First Trust Materials AlphaDEX Fund
FXZ
$389M
$296K 0.02%
4,695
-2,764
-37% -$180K
VV icon
395
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$294K 0.02%
1,501
-20
-1% -$4.07K
OKE icon
396
Oneok
OKE
$56.6B
$294K 0.02%
4,631
+159
+4% +$10.4K
SUSC icon
397
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$290K 0.02%
13,314
-767
-5% -$17.1K
BSCO
398
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$289K 0.02%
+13,998
New +$289K
CMI icon
399
Cummins
CMI
$87.9B
$288K 0.02%
1,261
-47
-4% -$11.3K
LMT icon
400
Lockheed Martin
LMT
$139B
$284K 0.02%
695
– –
14 15
16
17 18

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.