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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.03%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
+$60.5M
Cap. Flow
+$13.5M
Cap. Flow %
1.13%
Top 10 Hldgs %
21.58%
Holding
556
New
48
Increased
264
Reduced
175
Closed
41

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.72M
2
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$4.7M
3
VCLT icon
Vanguard Long-Term Corporate Bond ETF
VCLT
+$3.92M
4
DIVO icon
Amplify CWP Enhanced Dividend Income ETF
DIVO
+$3.55M
5
IVOL icon
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
+$2.99M

Top Sells

Rank Stock Value
1
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$7.61M
2
STIP icon
iShares 0-5 Year TIPS Bond ETF
STIP
+$5.79M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.83M
4
DEM icon
WisdomTree Emerging Markets High Dividend Fund
DEM
+$2.74M
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 7.48%
2 Healthcare 5.24%
3 Consumer Staples 4.57%
4 Consumer Discretionary 3.76%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MS icon
376
Morgan Stanley
MS
$340B
$333K 0.03%
3,903
-1,355
-26% -$116K
PINS icon
377
Pinterest
PINS
$13.4B
$331K 0.03%
12,125
+104
+0.9% +$2.59K
IMCG icon
378
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.12B
$329K 0.03%
5,400
+621
+13% +$35.6K
RSPG icon
379
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$560M
$329K 0.03%
4,806
-1,721
-26% -$116K
HON icon
380
Honeywell
HON
$78B
$327K 0.03%
1,674
-42
-2% -$7.8K
SPDW icon
381
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.7B
$326K 0.03%
10,006
+180
+2% +$5.88K
STPZ icon
382
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$325K 0.03%
6,462
+478
+8% +$24.2K
BUFG icon
383
FT Vest Buffered Allocation Growth ETF
BUFG
$334M
$322K 0.03%
15,960
-1,050
-6% -$20.3K
CMI icon
384
Cummins
CMI
$88.7B
$321K 0.03%
1,308
-335
-20% -$75.9K
SUSC icon
385
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$320K 0.03%
14,081
+553
+4% +$12.6K
LMT icon
386
Lockheed Martin
LMT
$136B
$320K 0.03%
695
+51
+8% +$23.7K
TUA icon
387
Simplify Short Term Treasury Futures Strategy ETF
TUA
$658M
$315K 0.03%
+13,870
New +$341K
MRNA icon
388
Moderna
MRNA
$23.6B
$314K 0.03%
2,587
-117
-4% -$15.6K
VV icon
389
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
$308K 0.03%
1,521
– –
PGR icon
390
Progressive
PGR
$125B
$307K 0.03%
2,320
-504
-18% -$67.6K
X
391
DELISTED
US Steel
X
$307K 0.03%
12,256
+155
+1% +$3.61K
SSUS icon
392
Day Hagan/Ned Davis Research Smart Sector ETF
SSUS
$585M
$306K 0.03%
8,606
+1,581
+23% +$53.2K
BXMX
393
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$303K 0.03%
22,654
+406
+2% +$5.36K
VGT icon
394
Vanguard Information Technology ETF
VGT
$149B
$301K 0.03%
5,448
-3,432
-39% -$172K
SUSL icon
395
iShares ESG MSCI USA Leaders ETF
SUSL
$1.21B
$301K 0.03%
3,887
-574
-13% -$41.9K
GILD icon
396
Gilead Sciences
GILD
$165B
$300K 0.03%
3,887
-8
-0.2% -$638
IWD icon
397
iShares Russell 1000 Value ETF
IWD
$83.9B
$295K 0.02%
1,869
+46
+3% +$7.03K
SLB icon
398
SLB Ltd
SLB
$75B
$294K 0.02%
5,995
+620
+12% +$29.6K
PRU icon
399
Prudential Financial
PRU
$41.8B
$292K 0.02%
3,312
-1,277
-28% -$107K
TMO icon
400
Thermo Fisher Scientific
TMO
$220B
$289K 0.02%
554
-22
-4% -$11.9K
14 15
16
17 18

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q2 2023 Portfolio in Review

As of Q2 2023, Regal Investment Advisors held 556 positions worth $1.19B, up 5.3% from $1.13B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q2 2023 filing shows 48 new, 264 increased, 175 reduced and 41 closed positions. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 117,982 shares worth $2.81M. The largest sale was Vanguard High Dividend Yield ETF, an estimated $7.61M.

By sector, the portfolio is most concentrated in Technology at 7.5% of assets, up from 7% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q2 2023 buy was iShares iBonds Dec 2024 Term Treasury ETF: 117,982 shares worth $2.81M.
  • Regal Investment Advisors added most to Schwab US Dividend Equity ETF in Q2 2023, an estimated $6.72M increase.
  • Regal Investment Advisors's biggest Q2 2023 reduction was Vanguard High Dividend Yield ETF, cutting an estimated $7.61M.
  • Regal Investment Advisors fully exited Atlanta Braves Holdings Series A in Q2 2023, selling an estimated $2.44M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q2 2023.
  • Regal Investment Advisors opened 48 new positions and closed 41 in Q2 2023.
  • Regal Investment Advisors's portfolio value rose 5.3% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q2 2023, filed 11 Aug 2023.