We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AZO icon
376
AutoZone
AZO
$51.1B
$370K 0.04%
218
+6
+3% +$9.62K
GPC icon
377
Genuine Parts
GPC
$18.7B
$368K 0.04%
3,034
+129
+4% +$16.1K
DMXF icon
378
iShares ESG Advanced MSCI EAFE ETF
DMXF
$967M
$366K 0.04%
5,404
+1,099
+26% +$76.4K
IGV icon
379
iShares Expanded Tech-Software Sector ETF
IGV
$14.7B
$363K 0.04%
4,540
+600
+15% +$49K
BKLN icon
380
Invesco Senior Loan ETF
BKLN
$6.74B
$361K 0.04%
16,330
-1,957
-11% -$43.3K
HNDL icon
381
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$637M
$360K 0.03%
14,440
+291
+2% +$7.46K
IWB icon
382
iShares Russell 1000 ETF
IWB
$50.2B
$358K 0.03%
1,482
+1
+0.1% +$249
TFIV
383
DELISTED
Global X TargetIncome 5 ETF
TFIV
$358K 0.03%
15,030
+6,559
+77% +$158K
LHX icon
384
L3Harris
LHX
$53.4B
$356K 0.03%
1,619
+58
+4% +$13.2K
HYEM icon
385
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$354K 0.03%
15,273
+1,094
+8% +$25.8K
EEMV icon
386
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$353K 0.03%
5,636
-182
-3% -$11.4K
GNRC icon
387
Generac Holdings
GNRC
$12.5B
$353K 0.03%
863
+59
+7% +$25.3K
IWP icon
388
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$353K 0.03%
3,154
+42
+1% +$4.83K
WWD icon
389
Woodward
WWD
$21.4B
$352K 0.03%
3,109
– –
FDX icon
390
FedEx
FDX
$75.4B
$351K 0.03%
1,603
-122
-7% -$33.1K
TLH icon
391
iShares 10-20 Year Treasury Bond ETF
TLH
$10.9B
$349K 0.03%
+2,376
New +$358K
ZBRA icon
392
Zebra Technologies
ZBRA
$17.8B
$348K 0.03%
675
+103
+18% +$57.4K
ROKU icon
393
Roku
ROKU
$22.7B
$344K 0.03%
1,099
+43
+4% +$16.2K
SPDW icon
394
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.7B
$340K 0.03%
9,396
+106
+1% +$3.94K
VRTX icon
395
Vertex Pharmaceuticals
VRTX
$126B
$338K 0.03%
1,861
+172
+10% +$33.6K
DTE icon
396
DTE Energy
DTE
$29.1B
$332K 0.03%
2,973
-664
-18% -$77.9K
IWD icon
397
iShares Russell 1000 Value ETF
IWD
$83.9B
$330K 0.03%
2,111
+75
+4% +$12K
DPZ icon
398
Domino's
DPZ
$11.6B
$327K 0.03%
685
-291
-30% -$147K
IUSG icon
399
iShares Core S&P US Growth ETF
IUSG
$33.9B
$327K 0.03%
3,195
+2
+0.1% +$211
PUK icon
400
Prudential
PUK
$35.2B
$327K 0.03%
8,354
-259
-3% -$10K
14 15
16
17 18

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.