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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.23%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$370M
AUM Growth
-$35M
Cap. Flow
-$27.9M
Cap. Flow %
-7.56%
Top 10 Hldgs %
16.35%
Holding
1,092
New
87
Increased
249
Reduced
266
Closed
121

Top Buys

Rank Stock Value
1
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.96M
2
AAXJ icon
iShares MSCI All Country Asia ex Japan ETF
AAXJ
+$3.39M
3
EWJ icon
iShares MSCI Japan ETF
EWJ
+$3.36M
4
JNK icon
State Street SPDR Bloomberg High Yield Bond ETF
JNK
+$3.16M
5
PODD icon
Insulet
PODD
+$3.16M

Top Sells

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$9.67M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$4.49M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.43M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.06M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.51M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.67%
2 Healthcare 7.38%
3 Financials 6.68%
4 Energy 4.47%
5 Technology 4.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
376
Caterpillar
CAT
$388B
$73K 0.02%
866
– –
FBND icon
377
Fidelity Total Bond ETF
FBND
$27.2B
$73K 0.02%
+1,475
New +$74.4K
HYS icon
378
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.75B
$73K 0.02%
731
-7
-0.9% -$712
RTN
379
DELISTED
Raytheon Company
RTN
$73K 0.02%
763
-90
-11% -$9.43K
XLU icon
380
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$71K 0.02%
3,446
-1,792
-34% -$39.2K
GSK icon
381
GSK
GSK
$106B
$70K 0.02%
1,356
+256
+23% +$14.4K
SSYS icon
382
Stratasys
SSYS
$771M
$70K 0.02%
2,027
+108
+6% +$4.53K
BCE icon
383
BCE
BCE
$21.2B
$69K 0.02%
1,633
-447
-21% -$19.6K
BLW icon
384
BlackRock Limited Duration Income Trust
BLW
$492M
$68K 0.02%
4,545
-272
-6% -$4.34K
PCG icon
385
PG&E
PCG
$38.5B
$67K 0.02%
1,384
– –
IYJ icon
386
iShares US Industrials ETF
IYJ
$2.02B
$66K 0.02%
1,268
-126
-9% -$6.84K
HLX icon
387
Helix Energy Solutions
HLX
$1.43B
$65K 0.02%
5,205
– –
BHK icon
388
BlackRock Core Bond Trust
BHK
$664M
$64K 0.02%
5,125
– –
WAT icon
389
Waters Corp
WAT
$39.6B
$64K 0.02%
500
– –
DFE icon
390
WisdomTree Europe SmallCap Dividend Fund
DFE
$169M
$62K 0.02%
1,100
+850
+340% +$50.3K
AMTD
391
DELISTED
TD Ameritrade Holding Corp
AMTD
$62K 0.02%
+1,700
New +$63.2K
DE icon
392
Deere & Co
DE
$169B
$60K 0.02%
621
-106
-15% -$9.64K
LUV icon
393
Southwest Airlines
LUV
$22.9B
$60K 0.02%
1,814
-66,220
-97% -$2.59M
HYLS icon
394
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$58K 0.02%
1,175
– –
VBR icon
395
Vanguard Morningstar Small-Cap Value ETF
VBR
$37.9B
$58K 0.02%
538
-14
-3% -$1.54K
NGLS
396
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$58K 0.02%
1,518
-817
-35% -$35.3K
GTAA
397
DELISTED
AdvisorShares Morgan Creek Global Tactical ETF
GTAA
$58K 0.02%
2,365
-176
-7% -$4.51K
AZO icon
398
AutoZone
AZO
$50B
$57K 0.02%
86
+8
+10% +$5.48K
WAL icon
399
Western Alliance Bancorporation
WAL
$8.92B
$57K 0.02%
+1,715
New +$54.7K
FSK icon
400
FS KKR Capital
FSK
$3.4B
$56K 0.02%
1,441
+175
+14% +$7.23K
14 15
16
17 18

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CC
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VCM
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ESBC
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SFI
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MAM
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DF
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WJA
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Regal Investment Advisors's Q2 2015 Portfolio in Review

As of Q2 2015, Regal Investment Advisors held 1,092 positions worth $370M, down 8.7% from $405M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors withdrew a net $27.9M in Q2 2015, closing 121 positions and reducing 266 holdings. Its most notable exit was WisdomTree US SmallCap Dividend Fund, an estimated $1.04M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.7% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Regal Investment Advisors opened a new position in Insulet worth $3.32M.

  • Regal Investment Advisors's largest Q2 2015 buy was Insulet: 107,267 shares worth $3.32M.
  • Regal Investment Advisors added most to Invesco Senior Loan ETF in Q2 2015, an estimated $3.96M increase.
  • Regal Investment Advisors's biggest Q2 2015 reduction was iShares iBoxx $ Investment Grade Corporate Bond ETF, cutting an estimated $9.67M.
  • Regal Investment Advisors fully exited WisdomTree US SmallCap Dividend Fund in Q2 2015, selling an estimated $1.04M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $370M portfolio in Q2 2015.
  • Regal Investment Advisors opened 87 new positions and closed 121 in Q2 2015.
  • Regal Investment Advisors's portfolio value fell 8.7% quarter-over-quarter to $370M.

Based on Regal Investment Advisors's 13F filing for Q2 2015, filed 23 Jul 2015.