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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIG icon
376
Transocean
RIG
$5.82B
$30K 0.02%
+600
New +$29.4K
TECK icon
377
Teck Resources
TECK
$32.6B
$30K 0.02%
1,145
-165
-13% -$4.26K
VMI icon
378
Valmont Industries
VMI
$9.53B
$30K 0.02%
200
– –
CHS
379
DELISTED
Chicos FAS, Inc.
CHS
$30K 0.02%
+1,601
New +$28.3K
MON
380
DELISTED
Monsanto Co
MON
$30K 0.02%
261
-3
-1% -$328
WIN
381
DELISTED
Windstream Holdings Inc
WIN
$30K 0.02%
472
+428
+973% +$27.7K
PSP icon
382
Invesco Global Listed Private Equity ETF
PSP
$246M
$29K 0.02%
+486
New +$29.3K
SAN icon
383
Banco Santander
SAN
$210B
$29K 0.02%
+3,523
New +$28K
XLU icon
384
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$29K 0.02%
1,530
-1,042
-41% -$19.9K
ENLK
385
DELISTED
EnLink Midstream Partners, LP
ENLK
$29K 0.02%
1,060
+530
+100% +$13.1K
CHL
386
DELISTED
China Mobile Limited
CHL
$29K 0.02%
563
+274
+95% +$14.6K
ACN icon
387
Accenture
ACN
$108B
$28K 0.02%
+335
New +$25.3K
DXJ icon
388
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$28K 0.02%
560
+538
+2,445% +$26.1K
STX icon
389
Seagate
STX
$184B
$28K 0.02%
+500
New +$24.7K
DRE
390
DELISTED
Duke Realty Corp.
DRE
$28K 0.02%
1,859
-112
-6% -$1.75K
AOA icon
391
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$27K 0.02%
600
– –
BA icon
392
Boeing
BA
$185B
$27K 0.02%
+200
New +$26K
CNI icon
393
Canadian National Railway
CNI
$76.6B
$27K 0.02%
480
+200
+71% +$11K
DEO icon
394
Diageo
DEO
$53.6B
$27K 0.02%
207
+150
+263% +$19.2K
RWO icon
395
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$27K 0.02%
650
-1,421
-69% -$60.3K
ALXN
396
DELISTED
Alexion Pharmaceuticals
ALXN
$27K 0.02%
200
– –
RTN
397
DELISTED
Raytheon Company
RTN
$27K 0.02%
299
-2
-0.7% -$167
RAX
398
DELISTED
Rackspace Hosting Inc
RAX
$27K 0.02%
700
-505
-42% -$22K
PXLC
399
DELISTED
POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO
PXLC
$27K 0.02%
760
– –
GOLD
400
DELISTED
Randgold Resources Ltd
GOLD
$27K 0.02%
436
-635
-59% -$43.6K
14 15
16
17 18

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.