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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEGA icon
376
Pegasystems
PEGA
$5.38B
$33K 0.02%
3,280
+120
+4% +$1.1K
USO icon
377
United States Oil Fund
USO
$1.84B
$33K 0.02%
113
– –
YUM icon
378
Yum! Brands
YUM
$41.1B
$33K 0.02%
640
– –
ACG
379
DELISTED
AllianceBernstein Income Fund Inc
ACG
$33K 0.02%
4,725
+500
+12% +$3.54K
LOW icon
380
Lowe's Companies
LOW
$125B
$32K 0.02%
681
– –
MELI icon
381
Mercado Libre
MELI
$92.3B
$32K 0.02%
+239
New +$28.7K
TSM icon
382
TSMC
TSM
$2.18T
$32K 0.02%
+1,905
New +$32.5K
VSS icon
383
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$32K 0.02%
320
– –
SE
384
DELISTED
Spectra Energy Corp Wi
SE
$32K 0.02%
942
– –
EDE
385
DELISTED
Empire District Electric
EDE
$32K 0.02%
1,500
-249
-14% -$5.58K
CPRI icon
386
Capri Holdings
CPRI
$1.74B
$31K 0.02%
+411
New +$28.6K
HAIN icon
387
Hain Celestial
HAIN
$53.7M
$31K 0.02%
800
– –
HUN icon
388
Huntsman Corp
HUN
$1.77B
$31K 0.02%
1,500
– –
IYM icon
389
iShares US Basic Materials ETF
IYM
$1.25B
$31K 0.02%
414
+63
+18% +$4.52K
WELL icon
390
Welltower
WELL
$171B
$31K 0.02%
501
+40
+9% +$2.54K
JOBS
391
DELISTED
51job Inc
JOBS
$31K 0.02%
+860
New +$28.7K
GSK icon
392
GSK
GSK
$106B
$30K 0.02%
470
-276
-37% -$17.8K
LMT icon
393
Lockheed Martin
LMT
$136B
$30K 0.02%
238
-15
-6% -$1.82K
LYB icon
394
LyondellBasell Industries
LYB
$19.2B
$30K 0.02%
+406
New +$28.3K
RCI icon
395
Rogers Communications
RCI
$18.6B
$30K 0.02%
+702
New +$28.5K
SSO icon
396
ProShares Ultra S&P500
SSO
$8.36B
$30K 0.02%
5,600
-920,592
-99% -$4.82M
BBBY
397
DELISTED
Bed Bath & Beyond Inc
BBBY
$30K 0.02%
390
-80
-17% -$5.99K
DRE
398
DELISTED
Duke Realty Corp.
DRE
$30K 0.02%
1,971
+300
+18% +$4.72K
ABV
399
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
$30K 0.02%
+783
New +$28.7K
GOVI icon
400
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.23B
$29K 0.02%
954
-12,342
-93% -$370K
14 15
16
17 18

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.