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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARM icon
351
Arm
ARM
$286B
$526K 0.04%
4,207
+1,187
+39% +$126K
FEX icon
352
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$525K 0.04%
5,291
+1
+0% +$93
BTI icon
353
British American Tobacco
BTI
$123B
$523K 0.04%
17,148
+3,839
+29% +$116K
ITCI
354
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$521K 0.04%
7,530
-6,971
-48% -$479K
FHLC icon
355
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$520K 0.04%
7,455
+112
+2% +$7.59K
MBWM icon
356
Mercantile Bank Corp
MBWM
$1.05B
$520K 0.04%
13,500
– –
FTXN icon
357
First Trust Nasdaq Oil & Gas ETF
FTXN
$162M
$514K 0.04%
15,900
-1,184
-7% -$34.4K
FXL icon
358
First Trust Technology AlphaDEX Fund
FXL
$2.78B
$512K 0.04%
3,797
– –
FCX icon
359
Freeport-McMoran
FCX
$98.7B
$509K 0.03%
10,820
+1,623
+18% +$65.5K
DMXF icon
360
iShares ESG Advanced MSCI EAFE ETF
DMXF
$961M
$508K 0.03%
7,459
+437
+6% +$28.7K
FDL icon
361
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.85B
$505K 0.03%
13,126
+325
+3% +$11.9K
BLK icon
362
Blackrock
BLK
$175B
$504K 0.03%
605
+70
+13% +$56.2K
SPDW icon
363
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.4B
$502K 0.03%
14,019
+411
+3% +$14.1K
ORLY icon
364
O'Reilly Automotive
ORLY
$75.3B
$501K 0.03%
6,660
+180
+3% +$12.6K
LMT icon
365
Lockheed Martin
LMT
$139B
$498K 0.03%
1,096
+166
+18% +$72.8K
XSD icon
366
State Street SPDR S&P Semiconductor ETF
XSD
$2.82B
$496K 0.03%
2,138
-251
-11% -$55.4K
FNDX icon
367
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$496K 0.03%
22,062
+8,100
+58% +$172K
PDBC icon
368
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.63B
$493K 0.03%
35,561
+24,098
+210% +$324K
ENB icon
369
Enbridge
ENB
$112B
$485K 0.03%
13,403
+180
+1% +$6.39K
MTUM icon
370
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$481K 0.03%
2,567
+209
+9% +$36.5K
ALNY icon
371
Alnylam Pharmaceuticals
ALNY
$29B
$481K 0.03%
3,216
+251
+8% +$41.9K
MPC icon
372
Marathon Petroleum
MPC
$90B
$476K 0.03%
2,363
-107
-4% -$18.3K
GS icon
373
Goldman Sachs
GS
$301B
$474K 0.03%
1,134
+106
+10% +$41.1K
GSST icon
374
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.59B
$473K 0.03%
9,387
+560
+6% +$28.1K
UBER icon
375
Uber
UBER
$159B
$458K 0.03%
5,944
-2,093
-26% -$150K
13 14
15
16 17

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.