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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLB icon
351
SLB Ltd
SLB
$78.9B
$366K 0.03%
6,274
+279
+5% +$16.2K
DGRO icon
352
iShares Core Dividend Growth ETF
DGRO
$43.7B
$366K 0.03%
7,380
+15
+0.2% +$777
ORLY icon
353
O'Reilly Automotive
ORLY
$75.3B
$363K 0.03%
6,000
+360
+6% +$22.6K
GS icon
354
Goldman Sachs
GS
$301B
$360K 0.03%
1,113
-98
-8% -$32.7K
BND icon
355
Vanguard Total Bond Market
BND
$161B
$355K 0.03%
5,093
-12
-0.2% -$857
BLK icon
356
Blackrock
BLK
$175B
$355K 0.03%
549
-25
-4% -$17.5K
ENB icon
357
Enbridge
ENB
$112B
$355K 0.03%
10,573
+1,319
+14% +$46.8K
IMCG icon
358
iShares Morningstar Mid-Cap Growth ETF
IMCG
$4.11B
$354K 0.03%
6,202
+802
+15% +$48.4K
XYZ
359
Block Inc
XYZ
$47.5B
$352K 0.03%
7,961
-1,408
-15% -$87.2K
TBT icon
360
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$310M
$352K 0.03%
8,968
-6,230
-41% -$210K
PAVE icon
361
Global X US Infrastructure Development ETF
PAVE
$14.3B
$352K 0.03%
11,570
-1,355
-10% -$42.8K
CMCSA icon
362
Comcast
CMCSA
$89.4B
$349K 0.03%
7,872
-824
-9% -$36.8K
HBAN icon
363
Huntington Bancshares
HBAN
$35.6B
$344K 0.03%
33,073
-173
-0.5% -$1.94K
TDTF icon
364
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.04B
$342K 0.03%
14,887
+338
+2% +$7.89K
XLY icon
365
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$339K 0.03%
4,216
+104
+3% +$8.79K
EXTR icon
366
Extreme Networks
EXTR
$3.09B
$339K 0.03%
14,000
– –
DMO
367
Western Asset Mortgage Opportunity Fund
DMO
$120M
$337K 0.03%
31,492
-1,588
-5% -$17.3K
IWP icon
368
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$337K 0.03%
3,692
-118
-3% -$11.3K
GPC icon
369
Genuine Parts
GPC
$18.5B
$336K 0.03%
2,326
+5
+0.2% +$777
SOFI icon
370
SoFi Technologies
SOFI
$23.4B
$335K 0.03%
41,978
-1,674
-4% -$14.7K
SCHM icon
371
Schwab US Mid-Cap ETF
SCHM
$15B
$334K 0.03%
14,793
+4,857
+49% +$115K
GE icon
372
GE Aerospace
GE
$380B
$333K 0.03%
3,779
-84
-2% -$7.55K
KLAC icon
373
KLA
KLAC
$252B
$329K 0.03%
7,180
-2,200
-23% -$106K
NZF icon
374
Nuveen Municipal Credit Income Fund
NZF
$2.43B
$328K 0.03%
31,428
+3
+0% +$34
UBER icon
375
Uber
UBER
$159B
$325K 0.03%
7,072
-2,764
-28% -$126K
13 14
15
16 17

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.