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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.09B
AUM Growth
-$39.1M
Cap. Flow
+$11.2M
Cap. Flow %
1.03%
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$9.58M
2
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$7.79M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.71M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.88M

Top Sells

Rank Stock Value
1
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$7.85M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.28M
3
BND icon
Vanguard Total Bond Market
BND
+$5.11M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.94M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Healthcare 5.58%
3 Consumer Staples 3.92%
4 Consumer Discretionary 3.22%
5 Financials 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DTE icon
351
DTE Energy
DTE
$28.5B
$394K 0.04%
2,980
+3
+0.1% +$366
JXN icon
352
Jackson Financial
JXN
$8.83B
$391K 0.04%
8,844
+251
+3% +$10.5K
ESGD icon
353
iShares ESG Aware MSCI EAFE ETF
ESGD
$12.2B
$388K 0.04%
5,261
-4,861
-48% -$366K
WWD icon
354
Woodward
WWD
$21B
$388K 0.04%
3,110
– –
IWP icon
355
iShares Russell Mid-Cap Growth ETF
IWP
$20.7B
$382K 0.04%
3,800
-10,572
-74% -$1.05M
EEMV icon
356
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
$379K 0.03%
6,218
-177
-3% -$11K
MCO icon
357
Moody's
MCO
$82.8B
$379K 0.03%
1,124
-1,769
-61% -$595K
ADBE icon
358
Adobe
ADBE
$109B
$378K 0.03%
830
+117
+16% +$56.3K
TDG icon
359
TransDigm Group
TDG
$67.6B
$375K 0.03%
576
-938
-62% -$603K
PDI icon
360
PIMCO Dynamic Income Fund
PDI
$7.45B
$369K 0.03%
15,137
-1,708
-10% -$42K
KRE icon
361
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
$367K 0.03%
5,330
+84
+2% +$6.12K
FXU icon
362
First Trust Utilities AlphaDEX Fund
FXU
$815M
$366K 0.03%
10,755
+5
+0% +$160
SH icon
363
ProShares Short S&P500
SH
$843M
$366K 0.03%
+6,494
New +$375K
VCSH icon
364
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
$362K 0.03%
4,635
-343
-7% -$27.3K
ULTA icon
365
Ulta Beauty
ULTA
$23.6B
$359K 0.03%
901
+5
+0.6% +$1.88K
HIO
366
Western Asset High Income Opportunity Fund
HIO
$338M
$358K 0.03%
80,162
+1,019
+1% +$4.77K
RSPG icon
367
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$588M
$358K 0.03%
5,314
+156
+3% +$9.32K
MOS icon
368
The Mosaic Company
MOS
$7.46B
$353K 0.03%
5,313
-1,950
-27% -$97.5K
BIIB icon
369
Biogen
BIIB
$30.6B
$349K 0.03%
1,660
-5,526
-77% -$1.2M
FDX icon
370
FedEx
FDX
$76.9B
$348K 0.03%
1,503
+42
+3% +$9.87K
TSCO icon
371
Tractor Supply
TSCO
$18B
$346K 0.03%
7,420
+15
+0.2% +$663
CL icon
372
Colgate-Palmolive
CL
$74.3B
$343K 0.03%
4,512
+311
+7% +$24.6K
BATRA icon
373
Atlanta Braves Holdings Series A
BATRA
$3.42B
$342K 0.03%
11,892
-19,980
-63% -$540K
IWS icon
374
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
$342K 0.03%
2,857
-1,451
-34% -$171K
PINS icon
375
Pinterest
PINS
$13.8B
$338K 0.03%
13,734
-97
-0.7% -$2.65K
13 14
15
16 17

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
  • Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
  • Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
  • Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
  • Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.

Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.