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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GPC icon
351
Genuine Parts
GPC
$18.7B
$443K 0.04%
3,162
+128
+4% +$16.9K
IEUR icon
352
iShares Core MSCI Europe ETF
IEUR
$9.17B
$442K 0.04%
7,608
-155
-2% -$8.96K
FTCH
353
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
$438K 0.04%
13,107
-2,399
-15% -$88.2K
PDI icon
354
PIMCO Dynamic Income Fund
PDI
$7.42B
$436K 0.04%
16,845
+6,287
+60% +$164K
HON icon
355
Honeywell
HON
$78B
$432K 0.04%
2,198
+11
+0.5% +$2.22K
HNDL icon
356
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$637M
$430K 0.04%
16,534
+2,094
+15% +$53.7K
SOXX icon
357
iShares Semiconductor ETF
SOXX
$45.9B
$429K 0.04%
2,373
-759
-24% -$127K
HEFA icon
358
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.76B
$426K 0.04%
+12,045
New +$425K
EMXC icon
359
iShares MSCI Emerging Markets ex China ETF
EMXC
$24B
$424K 0.04%
6,999
+676
+11% +$41.1K
NXP icon
360
Nuveen Select Tax-Free Income Portfolio
NXP
$900M
$422K 0.04%
+26,398
New +$436K
HIO
361
Western Asset High Income Opportunity Fund
HIO
$340M
$412K 0.04%
79,143
-2,333
-3% -$12.1K
VRTX icon
362
Vertex Pharmaceuticals
VRTX
$126B
$412K 0.04%
1,878
+17
+0.9% +$3.31K
ALTY icon
363
Global X Alternative Income ETF
ALTY
$45.5M
$407K 0.04%
30,335
+1,653
+6% +$22.2K
ADBE icon
364
Adobe
ADBE
$105B
$404K 0.04%
713
+163
+30% +$102K
VCSH icon
365
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$404K 0.04%
4,978
-325
-6% -$26.6K
ZBRA icon
366
Zebra Technologies
ZBRA
$17.8B
$404K 0.04%
678
+3
+0.4% +$1.7K
EEMV icon
367
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$402K 0.04%
6,395
+759
+13% +$47.8K
CMG icon
368
Chipotle Mexican Grill
CMG
$41.5B
$399K 0.04%
11,400
-1,150
-9% -$40.5K
PM icon
369
Philip Morris
PM
$295B
$398K 0.04%
4,190
+92
+2% +$8.6K
ABNB icon
370
Airbnb
ABNB
$107B
$395K 0.04%
2,370
-1,745
-42% -$307K
GE icon
371
GE Aerospace
GE
$384B
$394K 0.03%
6,688
+120
+2% +$7.54K
IWB icon
372
iShares Russell 1000 ETF
IWB
$50.2B
$392K 0.03%
1,483
+1
+0.1% +$257
MRVL icon
373
Marvell Technology
MRVL
$196B
$391K 0.03%
4,466
-1,770
-28% -$132K
DPZ icon
374
Domino's
DPZ
$11.6B
$390K 0.03%
691
+6
+0.9% +$3.05K
NFLX icon
375
Netflix
NFLX
$309B
$387K 0.03%
6,430
-200
-3% -$12.8K
13 14
15
16 17

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.