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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed
–

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$35M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$18.9M
3
AAPL icon
Apple
AAPL
+$16.1M
4
MSFT icon
Microsoft
MSFT
+$15.1M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$14.7M

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXU icon
351
First Trust Utilities AlphaDEX Fund
FXU
$815M
$316K 0.04%
+11,123
New +$315K
GSBD icon
352
Goldman Sachs BDC
GSBD
$1.1B
$314K 0.04%
+16,400
New +$282K
HBAN icon
353
Huntington Bancshares
HBAN
$35.6B
$314K 0.04%
+24,895
New +$283K
PBP icon
354
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$314K 0.04%
+15,328
New +$304K
ZBRA icon
355
Zebra Technologies
ZBRA
$17.9B
$311K 0.04%
+809
New +$272K
EEMV icon
356
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.54B
$309K 0.03%
+5,058
New +$295K
JMBS icon
357
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.72B
$308K 0.03%
+5,762
New +$309K
IWN icon
358
iShares Russell 2000 Value ETF
IWN
$14.5B
$306K 0.03%
+2,320
New +$274K
APPN icon
359
Appian
APPN
$2.55B
$303K 0.03%
+1,869
New +$209K
IETC icon
360
iShares US Tech Independence Focused ETF
IETC
$715M
$302K 0.03%
+6,355
New +$285K
XLF icon
361
State Street Financial Select Sector SPDR ETF
XLF
$59B
$301K 0.03%
+10,209
New +$273K
EXAS
362
DELISTED
Exact Sciences
EXAS
$298K 0.03%
+2,248
New +$272K
GXC icon
363
State Street SPDR S&P China ETF
GXC
$486M
$296K 0.03%
+2,275
New +$289K
SNX icon
364
TD Synnex
SNX
$20.3B
$296K 0.03%
+3,633
New +$278K
XLY icon
365
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$295K 0.03%
+3,670
New +$283K
UCO icon
366
ProShares Ultra Bloomberg Crude Oil
UCO
$428M
$294K 0.03%
+32,428
New +$245K
DON icon
367
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$291K 0.03%
+8,374
New +$272K
ROKU icon
368
Roku
ROKU
$22.5B
$291K 0.03%
+876
New +$230K
GPC icon
369
Genuine Parts
GPC
$18.5B
$290K 0.03%
+2,886
New +$282K
DD icon
370
DuPont de Nemours
DD
$19.1B
$288K 0.03%
+3,232
New +$254K
MGK icon
371
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.8B
$288K 0.03%
+7,070
New +$274K
MTUM icon
372
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$288K 0.03%
+1,784
New +$273K
ACWI icon
373
iShares MSCI ACWI ETF
ACWI
$33.3B
$280K 0.03%
+3,084
New +$263K
IWB icon
374
iShares Russell 1000 ETF
IWB
$50.2B
$280K 0.03%
1,322
+252
+24% +$50.3K
NS
375
DELISTED
NuStar Energy L.P.
NS
$280K 0.03%
+19,400
New +$248K
13 14
15
16 17

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.