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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWV icon
351
iShares Russell 3000 ETF
IWV
$20.3B
– –
-1,477
Closed -$255K
KTF
352
DWS Municipal Income Trust
KTF
$352M
– –
-10,621
Closed -$111K
LPL icon
353
LG Display
LPL
$3.3B
– –
-22,096
Closed -$192K
LPX icon
354
Louisiana-Pacific
LPX
$5.49B
– –
-67,746
Closed -$1.79M
M icon
355
Macy's
M
$6.68B
– –
-50,720
Closed -$1.76M
MAT icon
356
Mattel
MAT
$4.23B
– –
-113,649
Closed -$1.78M
MKSI icon
357
MKS Inc
MKSI
$20.6B
– –
-18,984
Closed -$1.52M
MS icon
358
Morgan Stanley
MS
$340B
– –
-4,754
Closed -$221K
MU icon
359
Micron Technology
MU
$991B
– –
-36,606
Closed -$1.66M
NQP
360
DELISTED
Nuveen Pennsylvania Quality Municipal Income Fund
NQP
– –
-16,646
Closed -$207K
PNQI icon
361
Invesco NASDAQ Internet ETF
PNQI
$551M
– –
-8,430
Closed -$227K
SONY icon
362
Sony
SONY
$138B
– –
-20,925
Closed -$254K
STLA icon
363
Stellantis
STLA
$20.8B
– –
-12,626
Closed -$221K
TFI icon
364
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.14B
– –
-4,600
Closed -$218K
TIMB icon
365
TIM SA
TIMB
$8.8B
– –
-15,101
Closed -$219K
TLRY icon
366
Tilray
TLRY
$622M
– –
-228
Closed -$327K
USO icon
367
United States Oil Fund
USO
$1.84B
– –
-4,452
Closed -$553K
USRT icon
368
iShares Core US REIT ETF
USRT
$4.63B
– –
-11,481
Closed -$555K
V icon
369
Visa
V
$677B
– –
-1,684
Closed -$253K
VFH icon
370
Vanguard Financials ETF
VFH
$13.6B
– –
-2,877
Closed -$200K
VHT icon
371
Vanguard Health Care ETF
VHT
$18.6B
– –
-1,140
Closed -$206K
XLE icon
372
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
– –
-9,018
Closed -$341K
XRT icon
373
State Street SPDR S&P Retail ETF
XRT
$327M
– –
-12,752
Closed -$651K
SRCL
374
DELISTED
Stericycle Inc
SRCL
– –
-29,236
Closed -$1.72M
ICPT
375
DELISTED
Intercept Pharmaceuticals, Inc.
ICPT
– –
-26,688
Closed -$3.37M
12 13 14
15
16

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.