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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EOG icon
351
EOG Resources
EOG
$70.7B
$34K 0.02%
400
+198
+98% +$17K
HELE icon
352
Helen of Troy
HELE
$693M
$34K 0.02%
698
+78
+13% +$3.66K
NFG icon
353
National Fuel Gas
NFG
$7.65B
$34K 0.02%
+483
New +$33.6K
RDY icon
354
Dr. Reddy's Laboratories
RDY
$10.2B
$34K 0.02%
4,150
+470
+13% +$3.72K
ARIA
355
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$34K 0.02%
+5,000
New +$27K
EDE
356
DELISTED
Empire District Electric
EDE
$34K 0.02%
1,500
– –
ASML icon
357
ASML
ASML
$669B
$33K 0.02%
+351
New +$32.5K
NRT
358
North European Oil Royalty Trust
NRT
$81M
$33K 0.02%
1,650
– –
PPL
359
PPL Corp
PPL
$26.7B
$33K 0.02%
1,183
-76
-6% -$2.14K
VPL icon
360
Vanguard FTSE Pacific ETF
VPL
$8.43B
$33K 0.02%
543
+102
+23% +$6.24K
WPC icon
361
W.P. Carey
WPC
$16.4B
$33K 0.02%
543
-108
-17% -$6.8K
THI
362
DELISTED
TIM HORTONS INC COM, CANADA
THI
$33K 0.02%
566
+209
+59% +$12.3K
IHI icon
363
iShares US Medical Devices ETF
IHI
$3.38B
$32K 0.02%
2,058
-12
-0.6% -$179
LMT icon
364
Lockheed Martin
LMT
$136B
$32K 0.02%
212
-26
-11% -$3.53K
USO icon
365
United States Oil Fund
USO
$1.84B
$32K 0.02%
113
– –
CPL
366
DELISTED
CPFL Energia S.A.
CPL
$32K 0.02%
2,119
-1,880
-47% -$29.9K
CSG
367
DELISTED
CHAMBERS STR PPTYS COM
CSG
$32K 0.02%
+4,123
New +$35.1K
XIV
368
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$32K 0.02%
+930
New +$28.3K
JCI icon
369
Johnson Controls International
JCI
$92.2B
$31K 0.02%
573
-587
-51% -$28.9K
OTTR icon
370
Otter Tail
OTTR
$3.94B
$31K 0.02%
1,066
– –
RWR icon
371
State Street SPDR Dow Jones REIT ETF
RWR
$1.97B
$31K 0.02%
440
+132
+43% +$9.7K
HTS
372
DELISTED
HATTERAS FINANCIAL CORP
HTS
$31K 0.02%
1,912
-95
-5% -$1.66K
ACG
373
DELISTED
AllianceBernstein Income Fund Inc
ACG
$31K 0.02%
4,325
-400
-8% -$2.82K
CVD
374
DELISTED
COVANCE INC.
CVD
$31K 0.02%
+350
New +$30.3K
LOW icon
375
Lowe's Companies
LOW
$125B
$30K 0.02%
600
-81
-12% -$3.94K
13 14
15
16 17

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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.