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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTB icon
351
M&T Bank
MTB
$36.2B
$37K 0.02%
330
+1
+0.3% +$116
SRLN icon
352
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$37K 0.02%
+737
New +$36.8K
UAA icon
353
Under Armour
UAA
$2.6B
$37K 0.02%
1,840
– –
VGK icon
354
Vanguard FTSE Europe ETF
VGK
$31.4B
$37K 0.02%
684
-243
-26% -$12.7K
WPM icon
355
Wheaton Precious Metals
WPM
$60.9B
$37K 0.02%
1,482
+580
+64% +$13.8K
CHK
356
DELISTED
Chesapeake Energy Corporation
CHK
$37K 0.02%
8
– –
NPI
357
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
$37K 0.02%
2,900
-13,601
-82% -$170K
NRT
358
North European Oil Royalty Trust
NRT
$81M
$36K 0.02%
1,650
-700
-30% -$17K
PPL
359
PPL Corp
PPL
$26.7B
$36K 0.02%
1,259
-676
-35% -$19.4K
RGLD icon
360
Royal Gold
RGLD
$19.5B
$36K 0.02%
746
+135
+22% +$7K
MEN
361
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$36K 0.02%
3,347
-20,880
-86% -$222K
TZE
362
DELISTED
ISHARES TARGET DATE 2015 ETF
TZE
$36K 0.02%
979
– –
SCHF icon
363
Schwab International Equity ETF
SCHF
$68.7B
$35K 0.02%
2,286
– –
TAP icon
364
Molson Coors Class B
TAP
$8.09B
$35K 0.02%
706
– –
TECK icon
365
Teck Resources
TECK
$32.6B
$35K 0.02%
1,310
+1,200
+1,091% +$30.2K
AMGN icon
366
Amgen
AMGN
$222B
$34K 0.02%
300
– –
BIDU icon
367
Baidu
BIDU
$37.2B
$34K 0.02%
+222
New +$28.6K
ET icon
368
Energy Transfer Partners
ET
$69.3B
$34K 0.02%
2,064
– –
EMC
369
DELISTED
EMC CORPORATION
EMC
$34K 0.02%
1,340
-720
-35% -$18.7K
CPB icon
370
Campbell Soup
CPB
$6.87B
$33K 0.02%
800
– –
EPS icon
371
WisdomTree US LargeCap Fund
EPS
$1.65B
$33K 0.02%
+1,686
New +$32.9K
FCX icon
372
Freeport-McMoran
FCX
$97.5B
$33K 0.02%
993
-455
-31% -$13.9K
GM icon
373
General Motors
GM
$76.8B
$33K 0.02%
913
– –
LVS icon
374
Las Vegas Sands
LVS
$29.6B
$33K 0.02%
500
– –
PEG icon
375
Public Service Enterprise Group
PEG
$37.7B
$33K 0.02%
1,000
-45
-4% -$1.49K
13 14
15
16 17

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PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.