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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDBC icon
326
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.57B
$578K 0.04%
43,049
+7,255
+20% +$97.7K
BTI icon
327
British American Tobacco
BTI
$124B
$575K 0.04%
15,729
-902
-5% -$32.2K
BLK icon
328
Blackrock
BLK
$175B
$574K 0.04%
604
-1
-0.2% -$865
SMAR
329
DELISTED
Smartsheet Inc.
SMAR
$569K 0.04%
10,279
+6
+0.1% +$291
VCSH icon
330
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$566K 0.04%
7,125
-1,907
-21% -$150K
GCOR icon
331
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$806M
$565K 0.04%
13,304
-4,487
-25% -$188K
VXUS icon
332
Vanguard Total International Stock ETF
VXUS
$162B
$556K 0.04%
8,595
+36
+0.4% +$2.23K
ARM icon
333
Arm
ARM
$290B
$555K 0.04%
3,879
-5,532
-59% -$786K
MMM icon
334
3M
MMM
$93.6B
$552K 0.04%
4,039
-33,009
-89% -$4.04M
FEX icon
335
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$552K 0.04%
5,294
+1
+0% +$100
EXAS
336
DELISTED
Exact Sciences
EXAS
$549K 0.04%
8,060
-286
-3% -$16.1K
BIL icon
337
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.7B
$544K 0.04%
5,921
+205
+4% +$18.8K
IWD icon
338
iShares Russell 1000 Value ETF
IWD
$84B
$542K 0.04%
2,853
-482
-14% -$87.8K
DWAT
339
DELISTED
Arrow Investments Trust Arrow DWA Tactical ETF
DWAT
$537K 0.04%
46,610
-3,045
-6% -$33.9K
NEE icon
340
NextEra Energy
NEE
$175B
$537K 0.04%
6,352
+2,849
+81% +$222K
ITCI
341
DELISTED
Intra-Cellular Therapies Inc.
ITCI
$536K 0.04%
7,332
-67
-0.9% -$5.04K
LVHI icon
342
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.58B
$534K 0.04%
17,193
-1,190
-6% -$36.2K
RPV icon
343
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$532K 0.04%
5,988
-150
-2% -$13K
PM icon
344
Philip Morris
PM
$290B
$532K 0.04%
4,384
-451
-9% -$52.4K
BNDX icon
345
Vanguard Total International Bond ETF
BNDX
$82.9B
$532K 0.04%
10,580
-707
-6% -$35.1K
FNDX icon
346
Schwab Fundamental US Large Company Index ETF
FNDX
$27.4B
$531K 0.04%
22,200
– –
FDL icon
347
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.81B
$530K 0.04%
12,626
– –
FXL icon
348
First Trust Technology AlphaDEX Fund
FXL
$2.81B
$526K 0.04%
3,797
– –
SDVY icon
349
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$521K 0.04%
14,319
-2,333
-14% -$81.4K
BND icon
350
Vanguard Total Bond Market
BND
$161B
$520K 0.04%
6,922
+2,660
+62% +$197K
12 13
14
15 16

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.