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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGRO icon
326
iShares International Dividend Growth ETF
IGRO
$1.31B
$600K 0.04%
8,905
+2,153
+32% +$141K
IWD icon
327
iShares Russell 1000 Value ETF
IWD
$84.1B
$598K 0.04%
3,340
-37
-1% -$6.26K
FFEB icon
328
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$587K 0.04%
12,955
– –
ETN icon
329
Eaton
ETN
$173B
$585K 0.04%
1,871
+508
+37% +$139K
EXAS
330
DELISTED
Exact Sciences
EXAS
$581K 0.04%
8,411
+101
+1% +$6.39K
TIP icon
331
iShares TIPS Bond ETF
TIP
$14.7B
$580K 0.04%
5,401
-191
-3% -$20.4K
IWY icon
332
iShares Russell Top 200 Growth ETF
IWY
$16.6B
$577K 0.04%
2,957
+461
+18% +$86.2K
IEF icon
333
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$573K 0.04%
6,054
+3,906
+182% +$370K
CPRT icon
334
Copart
CPRT
$27.2B
$568K 0.04%
9,812
-90
-0.9% -$4.63K
AZO icon
335
AutoZone
AZO
$50.3B
$561K 0.04%
178
+72
+68% +$206K
VBK icon
336
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$555K 0.04%
2,129
+242
+13% +$59.4K
RPV icon
337
Invesco S&P 500 Pure Value ETF
RPV
$1.72B
$554K 0.04%
6,266
+1,234
+25% +$102K
APRW icon
338
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
$201M
$553K 0.04%
+18,261
New +$547K
LVHI icon
339
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.59B
$546K 0.04%
18,345
-577
-3% -$16.4K
KLAC icon
340
KLA
KLAC
$253B
$546K 0.04%
7,810
+100
+1% +$6.42K
WWD icon
341
Woodward
WWD
$21B
$541K 0.04%
3,512
– –
CLF icon
342
Cleveland-Cliffs
CLF
$7.15B
$541K 0.04%
23,784
-2,496
-9% -$49.5K
BNDX icon
343
Vanguard Total International Bond ETF
BNDX
$82.9B
$541K 0.04%
10,988
-25
-0.2% -$1.22K
SCHX icon
344
Schwab US Large- Cap ETF
SCHX
$74.6B
$535K 0.04%
25,860
+4,044
+19% +$79.6K
VXUS icon
345
Vanguard Total International Stock ETF
VXUS
$162B
$535K 0.04%
8,868
+32
+0.4% +$1.86K
X
346
DELISTED
US Steel
X
$534K 0.04%
13,100
+1,100
+9% +$50.3K
SCHQ
347
Schwab Long-Term US Treasury ETF
SCHQ
$793M
$532K 0.04%
+15,767
New +$531K
FVD icon
348
First Trust Value Line Dividend Fund
FVD
$8.36B
$532K 0.04%
12,588
-986
-7% -$40.3K
RPRX icon
349
Royalty Pharma
RPRX
$25.7B
$530K 0.04%
17,467
+7,960
+84% +$235K
LUCK
350
Lucky Strike Entertainment
LUCK
$897M
$528K 0.04%
+38,541
New +$497K
12 13
14
15 16

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.