We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGT icon
326
Vanguard Information Technology ETF
VGT
$148B
$409K 0.03%
7,888
+2,440
+45% +$133K
DMXF icon
327
iShares ESG Advanced MSCI EAFE ETF
DMXF
$962M
$409K 0.03%
7,160
+297
+4% +$17.7K
STPZ icon
328
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$524M
$406K 0.03%
8,097
+1,635
+25% +$82.1K
NOW icon
329
ServiceNow
NOW
$132B
$403K 0.03%
3,605
+235
+7% +$26.8K
FDX icon
330
FedEx
FDX
$76.6B
$403K 0.03%
1,521
+9
+0.6% +$2.34K
VBK icon
331
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$400K 0.03%
1,865
-27
-1% -$6.14K
EXEL icon
332
Exelixis
EXEL
$13.1B
$399K 0.03%
18,261
– –
MPC icon
333
Marathon Petroleum
MPC
$88.6B
$397K 0.03%
2,622
-734
-22% -$102K
GTLS
334
DELISTED
Chart Industries
GTLS
$395K 0.03%
2,338
+47
+2% +$7.9K
X
335
DELISTED
US Steel
X
$395K 0.03%
12,155
-101
-0.8% -$2.83K
IWY icon
336
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$395K 0.03%
2,566
-1,345
-34% -$215K
VRTX icon
337
Vertex Pharmaceuticals
VRTX
$135B
$395K 0.03%
1,135
-27
-2% -$9.44K
FBND icon
338
Fidelity Total Bond ETF
FBND
$27.2B
$394K 0.03%
9,038
-6,314
-41% -$282K
AVY icon
339
Avery Dennison
AVY
$13.5B
$390K 0.03%
2,136
– –
HYD icon
340
VanEck High Yield Muni ETF
HYD
$4.4B
$389K 0.03%
7,926
– –
SCHA icon
341
Schwab U.S Small- Cap ETF
SCHA
$23B
$379K 0.03%
18,310
+7,458
+69% +$164K
WW
342
DELISTED
WW International
WW
$379K 0.03%
34,200
-2,300
-6% -$22.6K
CNXC icon
343
Concentrix
CNXC
$1.56B
$379K 0.03%
4,725
+16
+0.3% +$1.25K
XLC icon
344
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$378K 0.03%
5,769
+2,134
+59% +$142K
XLF icon
345
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$375K 0.03%
11,296
-4,554
-29% -$157K
ESGE icon
346
iShares ESG Aware MSCI EM ETF
ESGE
$6.69B
$373K 0.03%
12,317
-4,270
-26% -$135K
BUFG icon
347
FT Vest Buffered Allocation Growth ETF
BUFG
$334M
$373K 0.03%
18,960
+3,000
+19% +$60.8K
AMT icon
348
American Tower
AMT
$78.8B
$369K 0.03%
2,247
+200
+10% +$36.5K
RSPG icon
349
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$584M
$369K 0.03%
4,811
+5
+0.1% +$377
EMGF icon
350
iShares Emerging Markets Equity Factor ETF
EMGF
$1.86B
$367K 0.03%
8,974
-588
-6% -$24.7K
12 13
14
15 16

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.