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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.15%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.13B
AUM Growth
+$98.4M
Cap. Flow
+$34.6M
Cap. Flow %
3.06%
Top 10 Hldgs %
20.53%
Holding
569
New
43
Increased
298
Reduced
171
Closed
34

Top Buys

Rank Stock Value
1
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.67M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.29M
3
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$2.01M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$1.78M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.62M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.32M
2
IXN icon
iShares Global Tech ETF
IXN
+$1.79M
3
FXD icon
First Trust Consumer Discretionary AlphaDEX Fund
FXD
+$1.33M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$1.23M
5
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$1.23M

Sector Composition

Rank Sector Weight
1 Technology 9.17%
2 Healthcare 5.51%
3 Consumer Staples 3.91%
4 Consumer Discretionary 3.82%
5 Financials 3.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
326
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
$523K 0.05%
9,713
-15,719
-62% -$851K
FXL icon
327
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$511K 0.05%
3,868
– –
CCI icon
328
Crown Castle
CCI
$32.2B
$505K 0.04%
2,418
+56
+2% +$10.3K
EMLP icon
329
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$503K 0.04%
20,136
+20
+0.1% +$494
PINS icon
330
Pinterest
PINS
$13.4B
$503K 0.04%
13,831
-6,521
-32% -$290K
FDL icon
331
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$502K 0.04%
14,126
– –
PRU icon
332
Prudential Financial
PRU
$41.8B
$498K 0.04%
4,600
+269
+6% +$29.2K
PNQI icon
333
Invesco NASDAQ Internet ETF
PNQI
$541M
$495K 0.04%
11,475
+945
+9% +$44.2K
CMCSA icon
334
Comcast
CMCSA
$90B
$494K 0.04%
9,823
+629
+7% +$32.8K
DMXF icon
335
iShares ESG Advanced MSCI EAFE ETF
DMXF
$967M
$492K 0.04%
7,149
+1,745
+32% +$120K
DIA icon
336
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$487K 0.04%
1,341
– –
TWLO icon
337
Twilio
TWLO
$36.6B
$484K 0.04%
1,837
+5
+0.3% +$1.5K
AMT icon
338
American Tower
AMT
$80.4B
$483K 0.04%
1,650
+424
+35% +$116K
ETR icon
339
Entergy
ETR
$50B
$481K 0.04%
8,542
-794
-9% -$41.7K
IWD icon
340
iShares Russell 1000 Value ETF
IWD
$83.9B
$481K 0.04%
2,864
+753
+36% +$123K
FTC icon
341
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
$475K 0.04%
3,952
+425
+12% +$50.3K
HBAN icon
342
Huntington Bancshares
HBAN
$35.5B
$468K 0.04%
30,333
+3,676
+14% +$57.9K
ICLR icon
343
Icon
ICLR
$12.7B
$466K 0.04%
1,505
+575
+62% +$161K
HYLD
344
DELISTED
High Yield ETF
HYLD
$465K 0.04%
14,722
+1,164
+9% +$37.1K
AZO icon
345
AutoZone
AZO
$51.1B
$459K 0.04%
219
+1
+0.5% +$1.86K
IXUS icon
346
iShares Core MSCI Total International Stock ETF
IXUS
$60.4B
$456K 0.04%
6,424
-106
-2% -$7.62K
SHY icon
347
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$455K 0.04%
5,314
-286
-5% -$24.5K
MTUM icon
348
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$454K 0.04%
2,499
+79
+3% +$14.6K
MU icon
349
Micron Technology
MU
$991B
$453K 0.04%
+4,866
New +$380K
FHLC icon
350
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
$448K 0.04%
6,527
+11
+0.2% +$723
12 13
14
15 16

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
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Regal Investment Advisors's Q4 2021 Portfolio in Review

As of Q4 2021, Regal Investment Advisors held 569 positions worth $1.13B, up 9.5% from $1.03B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $34.6M of net new capital in Q4 2021, opening 43 new positions and adding to 298 existing holdings. Its largest new stake was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $2.32M trimmed.

  • Regal Investment Advisors's largest Q4 2021 buy was iShares Morningstar Mid-Cap Growth ETF: 22,293 shares worth $1.63M.
  • Regal Investment Advisors added most to iShares Preferred and Income Securities ETF in Q4 2021, an estimated $3.67M increase.
  • Regal Investment Advisors's biggest Q4 2021 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $2.32M.
  • Regal Investment Advisors fully exited Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q4 2021, selling an estimated $1.23M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.13B portfolio in Q4 2021.
  • Regal Investment Advisors opened 43 new positions and closed 34 in Q4 2021.
  • Regal Investment Advisors's portfolio value rose 9.5% quarter-over-quarter to $1.13B.

Based on Regal Investment Advisors's 13F filing for Q4 2021, filed 10 Feb 2022.