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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-1.13%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.03B
AUM Growth
+$33.8M
Cap. Flow
+$50.7M
Cap. Flow %
4.92%
Top 10 Hldgs %
19.46%
Holding
557
New
30
Increased
322
Reduced
147
Closed
31

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.12M
2
OPTU
Optimum Communications Inc
OPTU
+$1.96M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.92M
4
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$1.81M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$1.65M

Top Sells

Rank Stock Value
1
RCL icon
Royal Caribbean
RCL
+$1.39M
2
IPO icon
Renaissance IPO ETF
IPO
+$1.25M
3
FSLY icon
Fastly Inc
FSLY
+$1.2M
4
FNCL icon
Fidelity MSCI Financials Index ETF
FNCL
+$1.2M
5
MAR icon
Marriott International
MAR
+$1.14M

Sector Composition

Rank Sector Weight
1 Technology 9.21%
2 Healthcare 5.36%
3 Consumer Staples 3.85%
4 Consumer Discretionary 3.8%
5 Financials 3.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SSO icon
326
ProShares Ultra S&P500
SSO
$8.41B
$519K 0.05%
17,320
– –
CMCSA icon
327
Comcast
CMCSA
$90B
$514K 0.05%
9,194
+310
+3% +$18.1K
PNQI icon
328
Invesco NASDAQ Internet ETF
PNQI
$541M
$502K 0.05%
10,530
+535
+5% +$26.9K
PDBC icon
329
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.42B
$494K 0.05%
23,470
-10,166
-30% -$204K
BXMX
330
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$487K 0.05%
34,212
-152
-0.4% -$2.23K
AVGO icon
331
Broadcom
AVGO
$2.04T
$484K 0.05%
9,990
-190
-2% -$9.24K
JEPI icon
332
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$483K 0.05%
+8,100
New +$498K
SHY icon
333
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$482K 0.05%
5,600
-159
-3% -$13.7K
EMLP icon
334
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$476K 0.05%
20,116
+271
+1% +$6.59K
FXL icon
335
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$475K 0.05%
3,868
– –
CSX icon
336
CSX Corp
CSX
$93.1B
$465K 0.05%
15,629
+34
+0.2% +$1.09K
SOXX icon
337
iShares Semiconductor ETF
SOXX
$45.9B
$465K 0.05%
3,132
+129
+4% +$19.6K
ETR icon
338
Entergy
ETR
$50B
$464K 0.05%
9,336
-38
-0.4% -$2.03K
IXUS icon
339
iShares Core MSCI Total International Stock ETF
IXUS
$60.4B
$464K 0.05%
6,530
+172
+3% +$12.5K
FDL icon
340
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.84B
$463K 0.04%
14,126
-200
-1% -$6.7K
CMG icon
341
Chipotle Mexican Grill
CMG
$41.5B
$456K 0.04%
12,550
-500
-4% -$18.2K
PRU icon
342
Prudential Financial
PRU
$41.8B
$456K 0.04%
4,331
+305
+8% +$31.4K
SHW icon
343
Sherwin-Williams
SHW
$89.8B
$456K 0.04%
1,629
+44
+3% +$12.9K
DIA icon
344
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.5B
$454K 0.04%
1,341
-93
-6% -$32.5K
DDM icon
345
ProShares Ultra Dow30
DDM
$548M
$451K 0.04%
12,998
– –
VXUS icon
346
Vanguard Total International Stock ETF
VXUS
$163B
$446K 0.04%
7,051
-264
-4% -$17.2K
FSLY icon
347
Fastly Inc
FSLY
$3.66B
$440K 0.04%
10,888
-26,087
-71% -$1.2M
HON icon
348
Honeywell
HON
$78B
$437K 0.04%
2,187
+5
+0.2% +$1.07K
VCSH icon
349
Vanguard Short-Term Corporate Bond ETF
VCSH
$45B
$437K 0.04%
5,303
+990
+23% +$81.8K
IEUR icon
350
iShares Core MSCI Europe ETF
IEUR
$9.17B
$435K 0.04%
7,763
-4,049
-34% -$236K
12 13
14
15 16

Similar funds

PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Regal Investment Advisors held 557 positions worth $1.03B, up 3.4% from $997M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $50.7M of net new capital in Q3 2021, opening 30 new positions and adding to 322 existing holdings. Its largest new stake was Optimum Communications Inc: 67,397 shares worth $1.4M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 9.5% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was Renaissance IPO ETF, an estimated $1.25M trimmed.

  • Regal Investment Advisors's largest Q3 2021 buy was Optimum Communications Inc: 67,397 shares worth $1.4M.
  • Regal Investment Advisors added most to iShares 20+ Year Treasury Bond ETF in Q3 2021, an estimated $2.12M increase.
  • Regal Investment Advisors's biggest Q3 2021 reduction was Renaissance IPO ETF, cutting an estimated $1.25M.
  • Regal Investment Advisors fully exited Royal Caribbean in Q3 2021, selling an estimated $1.39M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q3 2021.
  • Regal Investment Advisors opened 30 new positions and closed 31 in Q3 2021.
  • Regal Investment Advisors's portfolio value rose 3.4% quarter-over-quarter to $1.03B.

Based on Regal Investment Advisors's 13F filing for Q3 2021, filed 5 Nov 2021.