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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+12.2%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$885M
AUM Growth
+$800M
Cap. Flow
+$753M
Cap. Flow %
85.12%
Top 10 Hldgs %
21.32%
Holding
468
New
440
Increased
27
Reduced
1
Closed
–

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$35M
2
FTCS icon
First Trust Capital Strength ETF
FTCS
+$18.9M
3
AAPL icon
Apple
AAPL
+$16.1M
4
MSFT icon
Microsoft
MSFT
+$15.1M
5
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$14.7M

Top Sells

Rank Stock Value
1
IWC icon
iShares Micro-Cap ETF
IWC
+$82.9K

Sector Composition

Rank Sector Weight
1 Technology 9.22%
2 Healthcare 5.8%
3 Consumer Staples 4.83%
4 Consumer Discretionary 4.01%
5 Financials 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIV icon
326
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$368K 0.04%
+3,964
New +$369K
DTE icon
327
DTE Energy
DTE
$28.6B
$361K 0.04%
+3,498
New +$369K
SHW icon
328
Sherwin-Williams
SHW
$88.1B
$360K 0.04%
+1,470
New +$349K
CNXC icon
329
Concentrix
CNXC
$1.55B
$359K 0.04%
+3,633
New +$363K
GM icon
330
General Motors
GM
$77.8B
$358K 0.04%
+8,595
New +$334K
TWTR
331
DELISTED
Twitter, Inc.
TWTR
$357K 0.04%
+6,600
New +$315K
O icon
332
Realty Income
O
$58.1B
$356K 0.04%
+5,910
New +$349K
IVE icon
333
iShares S&P 500 Value ETF
IVE
$49.9B
$355K 0.04%
+2,776
New +$336K
CCI icon
334
Crown Castle
CCI
$31.4B
$350K 0.04%
+2,201
New +$357K
ACN icon
335
Accenture
ACN
$109B
$347K 0.04%
+1,327
New +$318K
IGV icon
336
iShares Expanded Tech-Software Sector ETF
IGV
$15B
$345K 0.04%
+4,875
New +$323K
FCX icon
337
Freeport-McMoran
FCX
$99.2B
$339K 0.04%
+13,013
New +$270K
PGR icon
338
Progressive
PGR
$125B
$339K 0.04%
+3,431
New +$325K
TAN icon
339
Invesco Solar ETF
TAN
$1.36B
$339K 0.04%
+3,301
New +$264K
UCON icon
340
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
$335K 0.04%
+12,558
New +$332K
LLY icon
341
Eli Lilly
LLY
$1.08T
$333K 0.04%
+1,975
New +$295K
VTRS icon
342
Viatris
VTRS
$18.7B
$332K 0.04%
+17,704
New +$289K
NEM icon
343
Newmont
NEM
$122B
$330K 0.04%
+5,514
New +$340K
IXUS icon
344
iShares Core MSCI Total International Stock ETF
IXUS
$60.2B
$328K 0.04%
+4,887
New +$307K
SHV icon
345
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
$324K 0.04%
+2,935
New +$325K
HYLS icon
346
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$323K 0.04%
+6,622
New +$319K
XLI icon
347
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$321K 0.04%
+3,627
New +$306K
BAX icon
348
Baxter International
BAX
$14.3B
$320K 0.04%
+3,982
New +$315K
STE icon
349
Steris
STE
$23B
$319K 0.04%
+1,680
New +$313K
XBI icon
350
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$317K 0.04%
+2,250
New +$288K
12 13
14
15 16

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Regal Investment Advisors held 468 positions worth $885M, up 945% from $84.6M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $753M of net new capital in Q4 2020, opening 440 new positions and adding to 27 existing holdings. Its largest new stake was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 0% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Micro-Cap ETF, an estimated $82.9K trimmed.

  • Regal Investment Advisors's largest Q4 2020 buy was First Trust Capital Strength ETF: 289,257 shares worth $19.5M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q4 2020, an estimated $35M increase.
  • Regal Investment Advisors's biggest Q4 2020 reduction was iShares Micro-Cap ETF, cutting an estimated $82.9K.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $885M portfolio in Q4 2020.
  • Regal Investment Advisors opened 440 new positions and closed 0 in Q4 2020.
  • Regal Investment Advisors's portfolio value rose 945% quarter-over-quarter to $885M.

Based on Regal Investment Advisors's 13F filing for Q4 2020, filed 12 Feb 2021.