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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+1.81%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$512M
AUM Growth
-$811K
Cap. Flow
-$5.23M
Cap. Flow %
-1.02%
Top 10 Hldgs %
20.61%
Holding
342
New
31
Increased
120
Reduced
151
Closed
24

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$2.42M
2
CVS icon
CVS Health
CVS
+$1.98M
3
GILD icon
Gilead Sciences
GILD
+$1.95M
4
JLL icon
Jones Lang LaSalle
JLL
+$1.9M
5
TEN
Tenneco Inc. Class A Voting Common Stock
TEN
+$1.72M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.76M
2
AZO icon
AutoZone
AZO
+$2.53M
3
HF
HFF Inc.
HF
+$2.04M
4
MCK icon
McKesson
MCK
+$1.76M
5
BNY
Bank of New York Mellon
BNY
+$1.63M

Sector Composition

Rank Sector Weight
1 Healthcare 8.1%
2 Technology 7.06%
3 Consumer Staples 6.95%
4 Industrials 4.8%
5 Utilities 4.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HON icon
326
Honeywell
HON
$78B
– –
-1,660
Closed -$273K
KBWY icon
327
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$310M
– –
-7,827
Closed -$235K
LNT icon
328
Alliant Energy
LNT
$18B
– –
-5,182
Closed -$254K
MCK icon
329
McKesson
MCK
$101B
– –
-13,116
Closed -$1.76M
OLED icon
330
Universal Display
OLED
$4.19B
– –
-1,107
Closed -$208K
PJUL icon
331
Innovator US Equity Power Buffer ETF July
PJUL
$1.27B
– –
-35,240
Closed -$909K
ROKU icon
332
Roku
ROKU
$22.7B
– –
-2,692
Closed -$244K
RSPR icon
333
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$102M
– –
-19,537
Closed -$585K
RSPT icon
334
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
– –
-33,280
Closed -$590K
SDIV icon
335
Global X SuperDividend ETF
SDIV
$1.21B
– –
-5,112
Closed -$264K
SPBO icon
336
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.1B
– –
-35,947
Closed -$1.19M
USRT icon
337
iShares Core US REIT ETF
USRT
$4.63B
– –
-3,900
Closed -$203K
VBK icon
338
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
– –
-1,169
Closed -$218K
VOO icon
339
Vanguard S&P 500 ETF
VOO
$1.01T
– –
-2,351
Closed -$633K
ALR
340
DELISTED
AlerisLife Inc
ALR
– –
-2,215
Closed -$10K
MBTF
341
DELISTED
MBT Financial Corporation
MBTF
– –
-16,952
Closed -$170K
HF
342
DELISTED
HFF Inc.
HF
– –
-44,915
Closed -$2.04M
10 11 12 13
14

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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Regal Investment Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Regal Investment Advisors held 342 positions worth $512M, down 0.16% from $513M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q3 2019 filing shows 31 new, 120 increased, 151 reduced and 24 closed positions. Its largest new stake was Gilead Sciences: 29,806 shares worth $1.89M. The largest sale was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $2.76M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, up from 8% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2019 buy was Gilead Sciences: 29,806 shares worth $1.89M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2019, an estimated $2.42M increase.
  • Regal Investment Advisors's biggest Q3 2019 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $2.76M.
  • Regal Investment Advisors fully exited AutoZone in Q3 2019, selling an estimated $2.53M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $512M portfolio in Q3 2019.
  • Regal Investment Advisors opened 31 new positions and closed 24 in Q3 2019.
  • Regal Investment Advisors's portfolio value fell 0.16% quarter-over-quarter to $512M.

Based on Regal Investment Advisors's 13F filing for Q3 2019, filed 15 Nov 2019.