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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+15.72%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$492M
AUM Growth
+$35.5M
Cap. Flow
-$11M
Cap. Flow %
-2.23%
Top 10 Hldgs %
19.98%
Holding
399
New
65
Increased
147
Reduced
121
Closed
45

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$2.64M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$1.3M
3
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$1.14M
4
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$1.05M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$1.04M

Top Sells

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$6.77M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.04M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.51M
4
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.2M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$1.18M

Sector Composition

Rank Sector Weight
1 Healthcare 8.12%
2 Technology 7.87%
3 Consumer Staples 6.26%
4 Industrials 5.2%
5 Consumer Discretionary 4.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNJ icon
326
CALL
Johnson & Johnson
JNJ
$625B
$42K 0.01%
+300
New +$40.2K
MMM icon
327
CALL
3M
MMM
$94.3B
$42K 0.01%
+239
New +$40.2K
PG icon
328
CALL
Procter & Gamble
PG
$339B
$42K 0.01%
+400
New +$38.9K
EMR icon
329
CALL
Emerson Electric
EMR
$88.3B
$41K 0.01%
+600
New +$39.5K
VZ icon
330
CALL
Verizon
VZ
$196B
$41K 0.01%
+700
New +$39.6K
AFL icon
331
CALL
Aflac
AFL
$62.6B
$40K 0.01%
+800
New +$38.6K
PVL
332
Permianville Royalty Trust
PVL
$57.1M
– –
0
– –
BSX icon
333
CALL
Boston Scientific
BSX
$71.5B
$38K 0.01%
+1,000
New +$38.2K
PFE icon
334
CALL
Pfizer
PFE
$153B
$38K 0.01%
+949
New +$38K
KMB icon
335
CALL
Kimberly-Clark
KMB
$36.5B
$37K 0.01%
+300
New +$34.9K
KO icon
336
CALL
Coca-Cola
KO
$375B
$37K 0.01%
+800
New +$37.4K
PEP icon
337
CALL
PepsiCo
PEP
$190B
$37K 0.01%
+300
New +$34.2K
DUK icon
338
CALL
Duke Energy
DUK
$97.3B
$36K 0.01%
+400
New +$35.3K
APRN
339
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$36K 0.01%
+206
New +$44.8K
ED icon
340
CALL
Consolidated Edison
ED
$39.9B
$34K 0.01%
+400
New +$32K
SYY icon
341
CALL
Sysco
SYY
$40.3B
$33K 0.01%
+500
New +$32.5K
DD icon
342
CALL
DuPont de Nemours
DD
$19.2B
$32K 0.01%
+237
New +$32.9K
FGP
343
DELISTED
Ferrellgas Partners, L.P.
FGP
$32K 0.01%
+24,600
New +$30.7K
ROYT
344
DELISTED
PACIFIC COAST OIL TRUST
ROYT
– –
0
– –
T icon
345
CALL
AT&T
T
$163B
$28K 0.01%
+1,192
New +$27.4K
EEM icon
346
CALL
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$26K 0.01%
+600
New +$25.3K
LEG icon
347
CALL
Leggett & Platt
LEG
$1.31B
$25K 0.01%
+600
New +$25.2K
MO icon
348
CALL
Altria Group
MO
$114B
$23K ﹤0.01%
+400
New +$20.4K
ALR
349
DELISTED
AlerisLife Inc
ALR
$22K ﹤0.01%
2,215
– –
SDR
350
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
0
– –
12 13
14
15 16

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PAIM
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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q1 2019 Portfolio in Review

As of Q1 2019, Regal Investment Advisors held 399 positions worth $492M, up 7.8% from $456M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Regal Investment Advisors's Q1 2019 filing shows 65 new, 147 increased, 121 reduced and 45 closed positions. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M. The largest sale was iShares Core 80/20 Aggressive Allocation ETF, an estimated $6.77M.

By sector, the portfolio is most concentrated in Healthcare at 8.1% of assets, down from 8.3% a quarter earlier, followed by Technology and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2019 buy was iShares 0-1 Year Treasury Bond ETF: 9,454 shares worth $1.04M.
  • Regal Investment Advisors added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q1 2019, an estimated $2.64M increase.
  • Regal Investment Advisors's biggest Q1 2019 reduction was First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited iShares Core 80/20 Aggressive Allocation ETF in Q1 2019, selling an estimated $6.77M.
  • Regal Investment Advisors's ten largest holdings make up 20% of its $492M portfolio in Q1 2019.
  • Regal Investment Advisors opened 65 new positions and closed 45 in Q1 2019.
  • Regal Investment Advisors's portfolio value rose 7.8% quarter-over-quarter to $492M.

Based on Regal Investment Advisors's 13F filing for Q1 2019, filed 9 May 2019.