RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.76%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+17.76%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
386
New
Increased
Reduced
Closed

Top Buys

1
+$3.41M
2
+$3.28M
3
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

1
+$3.37M
2
+$2.36M
3
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
326
$85K 0.02%
37,560
+15,200
327
$81K 0.02%
+14,281
328
$75K 0.02%
15,000
329
$54K 0.01%
13,616
-4,670
330
– –
0
331
$11K ﹤0.01%
2,215
332
– –
0
333
– –
-4,079
334
– –
-1,597
335
– –
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336
– –
-1,306
337
– –
-22,096
338
– –
-67,746
339
– –
-50,720
340
– –
-113,649
341
– –
-18,984
342
– –
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343
– –
-16,646
344
– –
-8,430
345
– –
-20,925
346
– –
-12,626
347
– –
-4,600
348
– –
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349
– –
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350
– –
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12 13
14
15 16