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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-10.37%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$456M
AUM Growth
-$18.6M
Cap. Flow
+$32.9M
Cap. Flow %
7.21%
Top 10 Hldgs %
19.04%
Holding
386
New
67
Increased
163
Reduced
91
Closed
53

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.41M
2
LZB icon
La-Z-Boy
LZB
+$3.28M
3
HYLS icon
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
+$2.22M
4
CAT icon
Caterpillar
CAT
+$2.21M
5
EMR icon
Emerson Electric
EMR
+$2.17M

Top Sells

Rank Stock Value
1
ICPT
Intercept Pharmaceuticals, Inc.
ICPT
+$3.37M
2
HUM icon
Humana
HUM
+$2.36M
3
ESRX
Express Scripts Holding Company
ESRX
+$2.33M
4
AVX
AVX Corporation
AVX
+$2.14M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.95M

Sector Composition

Rank Sector Weight
1 Healthcare 8.31%
2 Technology 6.97%
3 Consumer Staples 5.7%
4 Industrials 4.58%
5 Consumer Discretionary 4.21%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AKS
326
DELISTED
AK Steel Holding Corp
AKS
$85K 0.02%
37,560
+15,200
+68% +$54.9K
BRFS
327
DELISTED
BRF SA
BRFS
$81K 0.02%
+14,281
New +$80.6K
FIT
328
DELISTED
Fitbit, Inc. Class A common stock
FIT
$75K 0.02%
15,000
– –
AEG icon
329
Aegon
AEG
$14.1B
$54K 0.01%
13,616
-4,670
-26% -$22.8K
SDR
330
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
– –
0
– –
ALR
331
DELISTED
AlerisLife Inc
ALR
$11K ﹤0.01%
2,215
– –
NMM icon
332
Navios Maritime Partners
NMM
$2.26B
– –
0
– –
AAL icon
333
American Airlines Group
AAL
$10.6B
– –
-44,047
Closed -$1.82M
ALG icon
334
Alamo Group
ALG
$2.05B
– –
-20,437
Closed -$1.87M
C icon
335
Citigroup
C
$226B
– –
-5,619
Closed -$403K
CLF icon
336
Cleveland-Cliffs
CLF
$6.99B
– –
-10,700
Closed -$135K
CRTO icon
337
Criteo S.A. Ordinary Shares
CRTO
$923M
– –
-9,340
Closed -$214K
DBEF icon
338
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
– –
-8,124
Closed -$263K
DE icon
339
Deere & Co
DE
$168B
– –
-1,887
Closed -$284K
E icon
340
ENI
E
$77.5B
– –
-5,929
Closed -$223K
EBF icon
341
Ennis
EBF
$564M
– –
-90,453
Closed -$1.85M
ESNT icon
342
Essent Group
ESNT
$6.33B
– –
-5,503
Closed -$244K
FCX icon
343
Freeport-McMoran
FCX
$97.5B
– –
-127,784
Closed -$1.78M
GILD icon
344
Gilead Sciences
GILD
$165B
– –
-3,105
Closed -$240K
HBM icon
345
Hudbay
HBM
$12.3B
– –
-36,930
Closed -$186K
HUM icon
346
Humana
HUM
$46.2B
– –
-6,960
Closed -$2.36M
IEO icon
347
iShares US Oil & Gas Exploration & Production ETF
IEO
$543M
– –
-4,079
Closed -$310K
IWB icon
348
iShares Russell 1000 ETF
IWB
$50.1B
– –
-1,597
Closed -$258K
IWD icon
349
iShares Russell 1000 Value ETF
IWD
$83.7B
– –
-1,758
Closed -$223K
IWO icon
350
iShares Russell 2000 Growth ETF
IWO
$15.1B
– –
-1,306
Closed -$281K
12 13
14
15 16

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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Regal Investment Advisors held 386 positions worth $456M, down 3.9% from $475M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $32.9M of net new capital in Q4 2018, opening 67 new positions and adding to 163 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.

By sector, the portfolio is most concentrated in Healthcare at 8.3% of assets, down from 8.8% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $1.95M trimmed.

  • Regal Investment Advisors's largest Q4 2018 buy was iShares 7-10 Year Treasury Bond ETF: 33,699 shares worth $3.51M.
  • Regal Investment Advisors added most to First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF in Q4 2018, an estimated $2.22M increase.
  • Regal Investment Advisors's biggest Q4 2018 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.95M.
  • Regal Investment Advisors fully exited Intercept Pharmaceuticals, Inc. in Q4 2018, selling an estimated $3.37M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $456M portfolio in Q4 2018.
  • Regal Investment Advisors opened 67 new positions and closed 53 in Q4 2018.
  • Regal Investment Advisors's portfolio value fell 3.9% quarter-over-quarter to $456M.

Based on Regal Investment Advisors's 13F filing for Q4 2018, filed 4 Feb 2019.