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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$475M
AUM Growth
+$146M
Cap. Flow
+$131M
Cap. Flow %
27.62%
Top 10 Hldgs %
19.25%
Holding
348
New
87
Increased
181
Reduced
41
Closed
29

Top Buys

Rank Stock Value
1
AOA icon
iShares Core 80/20 Aggressive Allocation ETF
AOA
+$7.24M
2
AOR icon
iShares Core 60/40 Balanced Allocation ETF
AOR
+$5.26M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.28M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.06M
5
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$3.35M

Top Sells

Rank Stock Value
1
LZB icon
La-Z-Boy
LZB
+$2.82M
2
ANDV
Andeavor
ANDV
+$2.22M
3
MA icon
Mastercard
MA
+$2.2M
4
ORLY icon
O'Reilly Automotive
ORLY
+$2.07M
5
UNP icon
Union Pacific
UNP
+$2.01M

Sector Composition

Rank Sector Weight
1 Healthcare 8.81%
2 Technology 6.09%
3 Industrials 5.36%
4 Consumer Staples 4.98%
5 Consumer Discretionary 4.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETW
326
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.06B
– –
-17,250
Closed -$204K
EWJ icon
327
iShares MSCI Japan ETF
EWJ
$23B
– –
-17,110
Closed -$991K
FREL icon
328
Fidelity MSCI Real Estate Index ETF
FREL
$1.49B
– –
-10,401
Closed -$255K
FXL icon
329
First Trust Technology AlphaDEX Fund
FXL
$2.79B
– –
-4,826
Closed -$272K
FXN icon
330
First Trust Energy AlphaDEX Fund
FXN
$368M
– –
-20,483
Closed -$346K
FXY icon
331
Invesco CurrencyShares Japanese Yen Trust
FXY
$451M
– –
-5,260
Closed -$455K
GM icon
332
General Motors
GM
$76.8B
– –
-6,982
Closed -$275K
IEUR icon
333
iShares Core MSCI Europe ETF
IEUR
$9.16B
– –
-13,653
Closed -$650K
IEV icon
334
iShares Europe ETF
IEV
$1.7B
– –
-6,565
Closed -$294K
IYJ icon
335
iShares US Industrials ETF
IYJ
$2.02B
– –
-4,436
Closed -$319K
LMBS icon
336
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.38B
– –
-4,053
Closed -$207K
LZB icon
337
La-Z-Boy
LZB
$1.69B
– –
-92,139
Closed -$2.82M
NKE icon
338
Nike
NKE
$61.9B
– –
-3,153
Closed -$251K
ORLY icon
339
O'Reilly Automotive
ORLY
$76.3B
– –
-113,280
Closed -$2.07M
PDBC icon
340
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
– –
-33,407
Closed -$617K
PHDG icon
341
Invesco S&P 500 Downside Hedged ETF
PHDG
$65M
– –
-7,466
Closed -$209K
STZ icon
342
Constellation Brands
STZ
$23.2B
– –
-926
Closed -$203K
UNP icon
343
Union Pacific
UNP
$174B
– –
-14,213
Closed -$2.01M
WFC icon
344
Wells Fargo
WFC
$264B
– –
-28,930
Closed -$1.6M
XLK icon
345
State Street Technology Select Sector SPDR ETF
XLK
$124B
– –
-10,880
Closed -$378K
XLV icon
346
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
– –
-4,340
Closed -$362K
ANDV
347
DELISTED
Andeavor
ANDV
– –
-16,941
Closed -$2.22M
ERUS
348
DELISTED
iShares MSCI Russia ETF
ERUS
– –
-23,632
Closed -$799K
10 11 12 13
14

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2018 Portfolio in Review

As of Q3 2018, Regal Investment Advisors held 348 positions worth $475M, up 44% from $329M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $131M of net new capital in Q3 2018, opening 87 new positions and adding to 181 existing holdings. Its largest new stake was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.

By sector, the portfolio is most concentrated in Healthcare at 8.8% of assets, up from 6.4% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was Mastercard, an estimated $2.2M trimmed.

  • Regal Investment Advisors's largest Q3 2018 buy was iShares Core 80/20 Aggressive Allocation ETF: 133,751 shares worth $7.31M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2018, an estimated $4.28M increase.
  • Regal Investment Advisors's biggest Q3 2018 reduction was Mastercard, cutting an estimated $2.2M.
  • Regal Investment Advisors fully exited La-Z-Boy in Q3 2018, selling an estimated $2.82M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $475M portfolio in Q3 2018.
  • Regal Investment Advisors opened 87 new positions and closed 29 in Q3 2018.
  • Regal Investment Advisors's portfolio value rose 44% quarter-over-quarter to $475M.

Based on Regal Investment Advisors's 13F filing for Q3 2018, filed 5 Nov 2018.