We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.26%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$175M
AUM Growth
+$3.45M
Cap. Flow
+$6.2M
Cap. Flow %
3.55%
Top 10 Hldgs %
15.72%
Holding
1,045
New
138
Increased
210
Reduced
309
Closed
203

Top Buys

Rank Stock Value
1
MA icon
Mastercard
MA
+$13.7M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.57M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$1.57M
4
RPXC
RPX Corporation
RPXC
+$1.3M
5
CPLA
Capella Education Company
CPLA
+$1.21M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$1.63M
2
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$1.51M
3
SAM icon
Boston Beer
SAM
+$1.43M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.38M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$1.27M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 9.03%
2 Energy 6.62%
3 Industrials 6.39%
4 Consumer Staples 6.37%
5 Healthcare 5.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CP icon
326
Canadian Pacific Kansas City
CP
$80.5B
$39K 0.02%
+1,285
New +$37K
IGE icon
327
iShares North American Natural Resources ETF
IGE
$758M
$39K 0.02%
899
– –
CB icon
328
Chubb
CB
$135B
$38K 0.02%
363
+122
+51% +$12K
GM icon
329
General Motors
GM
$76.8B
$38K 0.02%
928
+15
+2% +$567
IGSB icon
330
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23B
$38K 0.02%
722
-2,258
-76% -$119K
MTB icon
331
M&T Bank
MTB
$36.2B
$38K 0.02%
330
– –
RPAI
332
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$38K 0.02%
2,985
+1,290
+76% +$17.5K
TAT
333
DELISTED
TransAtlantic Petroleum LTD.
TAT
$38K 0.02%
4,488
– –
CPRI icon
334
Capri Holdings
CPRI
$1.74B
$37K 0.02%
457
+46
+11% +$3.63K
HUN icon
335
Huntsman Corp
HUN
$1.77B
$37K 0.02%
1,500
– –
KLIC icon
336
Kulicke & Soffa
KLIC
$4.78B
$37K 0.02%
2,758
+299
+12% +$3.75K
LAZ icon
337
Lazard
LAZ
$4.31B
$37K 0.02%
+813
New +$32.9K
LYB icon
338
LyondellBasell Industries
LYB
$19.2B
$37K 0.02%
455
+49
+12% +$3.75K
TSM icon
339
TSMC
TSM
$2.18T
$37K 0.02%
2,119
+214
+11% +$3.8K
JOBS
340
DELISTED
51job Inc
JOBS
$37K 0.02%
960
+100
+12% +$3.73K
TZE
341
DELISTED
ISHARES TARGET DATE 2015 ETF
TZE
$37K 0.02%
979
– –
EPS icon
342
WisdomTree US LargeCap Fund
EPS
$1.65B
$36K 0.02%
1,686
– –
HAIN icon
343
Hain Celestial
HAIN
$53.7M
$36K 0.02%
800
– –
SSO icon
344
ProShares Ultra S&P500
SSO
$8.36B
$36K 0.02%
5,600
– –
DJP icon
345
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$794M
$35K 0.02%
961
-137
-12% -$5.04K
EWZ icon
346
iShares MSCI Brazil ETF
EWZ
$8.95B
$35K 0.02%
780
– –
LLY icon
347
Eli Lilly
LLY
$1.06T
$35K 0.02%
680
-218
-24% -$10.9K
NVO
348
Novo Nordisk
NVO
$209B
$35K 0.02%
9,400
+7,730
+463% +$135K
QCOR
349
DELISTED
QUESTCOR PHARMA INC
QCOR
$35K 0.02%
650
– –
AMGN icon
350
Amgen
AMGN
$222B
$34K 0.02%
300
– –
12 13
14
15 16

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
MAM
Meeder Asset Management Dublin, Ohio $1.75B AUM 34.85% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return

Regal Investment Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Regal Investment Advisors held 1,045 positions worth $175M, up 2% from $171M the previous quarter. Its ten largest holdings account for 16% of the portfolio.

Regal Investment Advisors deployed $6.2M of net new capital in Q4 2013, opening 138 new positions and adding to 210 existing holdings. Its largest new stake was RPX Corporation: 76,430 shares worth $1.29M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 9% of assets, up from 7.5% a quarter earlier, followed by Energy and Industrials.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $1.51M trimmed.

  • Regal Investment Advisors's largest Q4 2013 buy was RPX Corporation: 76,430 shares worth $1.29M.
  • Regal Investment Advisors added most to Mastercard in Q4 2013, an estimated $13.7M increase.
  • Regal Investment Advisors's biggest Q4 2013 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $1.51M.
  • Regal Investment Advisors fully exited Vanguard Total Bond Market in Q4 2013, selling an estimated $1.63M.
  • Regal Investment Advisors's ten largest holdings make up 16% of its $175M portfolio in Q4 2013.
  • Regal Investment Advisors opened 138 new positions and closed 203 in Q4 2013.
  • Regal Investment Advisors's portfolio value rose 2% quarter-over-quarter to $175M.

Based on Regal Investment Advisors's 13F filing for Q4 2013, filed 6 Feb 2014.