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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+5.17%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$171M
AUM Growth
-$9.92M
Cap. Flow
-$18.2M
Cap. Flow %
-10.63%
Top 10 Hldgs %
14.72%
Holding
996
New
72
Increased
239
Reduced
249
Closed
90

Top Buys

Rank Stock Value
1
VTIP icon
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
+$2.45M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$1.92M
3
ISHG icon
iShares 1-3 Year International Treasury Bond ETF
ISHG
+$1.9M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$1.83M
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.61M

Top Sells

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$5.06M
2
SSO icon
ProShares Ultra S&P500
SSO
+$4.82M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$4.56M
4
MVV icon
ProShares Ultra MidCap400
MVV
+$4.46M
5
DDM icon
ProShares Ultra Dow30
DDM
+$4.35M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 7.46%
2 Industrials 5.12%
3 Energy 5.1%
4 Consumer Staples 5.09%
5 Healthcare 4.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DJP icon
326
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$794M
$41K 0.02%
1,098
+160
+17% +$6.03K
LNG icon
327
Cheniere Energy
LNG
$52.9B
$41K 0.02%
1,215
+100
+9% +$2.97K
NOV icon
328
NOV
NOV
$7B
$41K 0.02%
580
+316
+120% +$21.1K
WBA
329
DELISTED
Walgreens Boots Alliance
WBA
$41K 0.02%
760
– –
WPC icon
330
W.P. Carey
WPC
$16.4B
$41K 0.02%
651
+202
+45% +$13.3K
NGG icon
331
National Grid
NGG
$81.3B
$40K 0.02%
699
+254
+57% +$14.3K
IBM icon
332
IBM
IBM
$224B
$39K 0.02%
219
-39
-15% -$7.09K
META icon
333
Meta Platforms (Facebook)
META
$1.51T
$39K 0.02%
780
-130
-14% -$4.84K
MT icon
334
ArcelorMittal
MT
$55.3B
$39K 0.02%
1,235
+784
+174% +$23.5K
VAW icon
335
Vanguard Materials ETF
VAW
$3.13B
$39K 0.02%
408
+308
+308% +$28.5K
HYV
336
DELISTED
BALCKROCK CORP HG YLD FD V INC
HYV
$39K 0.02%
3,202
-1,178
-27% -$14K
RHT
337
DELISTED
Red Hat Inc
RHT
$39K 0.02%
850
+80
+10% +$4.06K
EEMV icon
338
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.56B
$38K 0.02%
645
+110
+21% +$6.34K
ETV
339
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$38K 0.02%
2,900
-400
-12% -$5.3K
EW icon
340
Edwards Lifesciences
EW
$51.7B
$38K 0.02%
3,300
+300
+10% +$3.51K
NEOG icon
341
Neogen
NEOG
$2.5B
$38K 0.02%
2,520
-212
-8% -$3.03K
SJM icon
342
J.M. Smucker
SJM
$12.8B
$38K 0.02%
363
+80
+28% +$8.66K
SYNT
343
DELISTED
Syntel Inc
SYNT
$38K 0.02%
940
+80
+9% +$2.91K
HTS
344
DELISTED
HATTERAS FINANCIAL CORP
HTS
$38K 0.02%
2,007
+846
+73% +$17K
QCOR
345
DELISTED
QUESTCOR PHARMA INC
QCOR
$38K 0.02%
650
+150
+30% +$8.92K
TAT
346
DELISTED
TransAtlantic Petroleum LTD.
TAT
$38K 0.02%
4,488
– –
DWM icon
347
WisdomTree International Equity Fund
DWM
$697M
$37K 0.02%
725
– –
EWZ icon
348
iShares MSCI Brazil ETF
EWZ
$8.95B
$37K 0.02%
780
-120
-13% -$5.33K
IGE icon
349
iShares North American Natural Resources ETF
IGE
$758M
$37K 0.02%
899
-100
-10% -$4.08K
ILF icon
350
iShares Latin America 40 ETF
ILF
$3.76B
$37K 0.02%
975
– –
12 13
14
15 16

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PAIM
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CC
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VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
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SFI
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DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
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OMC
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Regal Investment Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Regal Investment Advisors held 996 positions worth $171M, down 5.5% from $181M the previous quarter. Its ten largest holdings account for 15% of the portfolio.

Regal Investment Advisors withdrew a net $18.2M in Q3 2013, closing 90 positions and reducing 249 holdings. Its most notable exit was ProShares Ultra Dow30, an estimated $4.35M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 7.5% of assets, up from 6.5% a quarter earlier, followed by Industrials and Energy.

Against the trend, Regal Investment Advisors opened a new position in State Street SPDR Bloomberg Short Term High Yield Bond ETF worth $1.92M.

  • Regal Investment Advisors's largest Q3 2013 buy was State Street SPDR Bloomberg Short Term High Yield Bond ETF: 62,957 shares worth $1.92M.
  • Regal Investment Advisors added most to Vanguard Short-Term Inflation-Protected Securities Index Fund in Q3 2013, an estimated $2.45M increase.
  • Regal Investment Advisors's biggest Q3 2013 reduction was iShares Russell 2000 ETF, cutting an estimated $5.06M.
  • Regal Investment Advisors fully exited ProShares Ultra Dow30 in Q3 2013, selling an estimated $4.35M.
  • Regal Investment Advisors's ten largest holdings make up 15% of its $171M portfolio in Q3 2013.
  • Regal Investment Advisors opened 72 new positions and closed 90 in Q3 2013.
  • Regal Investment Advisors's portfolio value fell 5.5% quarter-over-quarter to $171M.

Based on Regal Investment Advisors's 13F filing for Q3 2013, filed 12 Nov 2013.