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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+7.01%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.43B
AUM Growth
-$104M
Cap. Flow
-$193M
Cap. Flow %
-13.53%
Top 10 Hldgs %
20.8%
Holding
589
New
19
Increased
212
Reduced
246
Closed
89

Top Buys

Rank Stock Value
1
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$7.98M
2
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$6.18M
3
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$3.48M
4
SLB icon
SLB Ltd
SLB
+$2.45M
5
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$2.44M

Top Sells

Rank Stock Value
1
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$17.5M
2
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$17M
3
BUFF icon
Innovator Laddered Allocation Power Buffer ETF
BUFF
+$10M
4
SPGP icon
Invesco S&P 500 GARP ETF
SPGP
+$9.74M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$8.61M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Healthcare 5.26%
3 Consumer Staples 4.97%
4 Consumer Discretionary 4.21%
5 Financials 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGRO icon
301
iShares International Dividend Growth ETF
IGRO
$1.32B
$661K 0.05%
8,862
-228
-3% -$16.2K
GE icon
302
GE Aerospace
GE
$384B
$659K 0.05%
3,496
+10
+0.3% +$1.69K
IBTG icon
303
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.21B
$658K 0.05%
28,526
+3,379
+13% +$77.3K
BMY icon
304
Bristol-Myers Squibb
BMY
$132B
$652K 0.05%
12,598
-23,378
-65% -$1.1M
NOBL icon
305
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$641K 0.04%
12,010
+84
+0.7% +$4.26K
IGEB icon
306
iShares Investment Grade Systematic Bond ETF
IGEB
$1.51B
$640K 0.04%
13,768
+2,727
+25% +$124K
TCAF icon
307
T. Rowe Price Capital Appreciation Equity ETF
TCAF
$8.3B
$639K 0.04%
19,231
+12,274
+176% +$393K
STLD icon
308
Steel Dynamics
STLD
$37.6B
$633K 0.04%
5,020
+23
+0.5% +$2.79K
ENB icon
309
Enbridge
ENB
$112B
$633K 0.04%
15,583
+2,055
+15% +$79.2K
IYR icon
310
iShares US Real Estate ETF
IYR
$4.57B
$632K 0.04%
6,205
-513
-8% -$49.4K
IWB icon
311
iShares Russell 1000 ETF
IWB
$50.2B
$632K 0.04%
2,010
-1,520
-43% -$460K
CVS icon
312
CVS Health
CVS
$122B
$621K 0.04%
9,876
-72,474
-88% -$4.23M
X
313
DELISTED
US Steel
X
$619K 0.04%
17,525
+3,600
+26% +$137K
ANGL icon
314
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.11B
$614K 0.04%
20,873
+1,725
+9% +$49.9K
CPRT icon
315
Copart
CPRT
$27.5B
$611K 0.04%
11,664
+1,355
+13% +$70.4K
KLAC icon
316
KLA
KLAC
$259B
$609K 0.04%
7,860
+850
+12% +$66.7K
VEEV icon
317
Veeva Systems
VEEV
$37.4B
$608K 0.04%
2,897
+362
+14% +$71.6K
MDY icon
318
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$602K 0.04%
+1,057
New +$582K
NKE icon
319
Nike
NKE
$61.9B
$600K 0.04%
6,792
-1,284
-16% -$101K
GTLS
320
DELISTED
Chart Industries
GTLS
$600K 0.04%
4,833
-24
-0.5% -$3.15K
WWD icon
321
Woodward
WWD
$21.4B
$599K 0.04%
3,495
-18
-0.5% -$3K
MBWM icon
322
Mercantile Bank Corp
MBWM
$1.05B
$590K 0.04%
13,500
– –
SHOP icon
323
Shopify
SHOP
$195B
$589K 0.04%
7,348
-24,629
-77% -$1.7M
PSX icon
324
Phillips 66
PSX
$81.4B
$589K 0.04%
4,478
-6,391
-59% -$863K
VBK icon
325
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.6B
$585K 0.04%
2,187
+158
+8% +$40.5K
11 12
13
14 15

Similar funds

PAIM
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CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2024 Portfolio in Review

As of Q3 2024, Regal Investment Advisors held 589 positions worth $1.43B, down 6.8% from $1.53B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors withdrew a net $193M in Q3 2024, closing 89 positions and reducing 246 holdings. Its most notable exit was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, an estimated $8.61M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, down from 9.3% a quarter earlier, followed by Healthcare and Consumer Staples.

Against the trend, Regal Investment Advisors opened a new position in BondBloxx Bloomberg One Year Target Duration US Treasury ETF worth $943K.

  • Regal Investment Advisors's largest Q3 2024 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 18,875 shares worth $943K.
  • Regal Investment Advisors added most to iShares Core Universal USD Bond ETF in Q3 2024, an estimated $7.98M increase.
  • Regal Investment Advisors's biggest Q3 2024 reduction was Fidelity Nasdaq Composite Index ETF, cutting an estimated $17.5M.
  • Regal Investment Advisors fully exited WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2024, selling an estimated $8.61M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.43B portfolio in Q3 2024.
  • Regal Investment Advisors opened 19 new positions and closed 89 in Q3 2024.
  • Regal Investment Advisors's portfolio value fell 6.8% quarter-over-quarter to $1.43B.

Based on Regal Investment Advisors's 13F filing for Q3 2024, filed 12 Nov 2024.