We are live on ! Find out more
RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
+8.09%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.46B
AUM Growth
+$141M
Cap. Flow
+$44.3M
Cap. Flow %
3.03%
Top 10 Hldgs %
19.38%
Holding
611
New
67
Increased
277
Reduced
206
Closed
31

Top Buys

Rank Stock Value
1
FYT icon
First Trust Small Cap Value AlphaDEX Fund
FYT
+$6.7M
2
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$6.22M
3
NFTY icon
First Trust India Nifty 50 Equal Weight ETF
NFTY
+$6.13M
4
PWB icon
Invesco Large Cap Growth ETF
PWB
+$5.98M
5
GTO icon
Invesco Total Return Bond ETF
GTO
+$5.73M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.5M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.28M
3
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$6.21M
4
FTA icon
First Trust Large Cap Value AlphaDEX Fund
FTA
+$5.28M
5
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$4.65M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Healthcare 5.17%
3 Consumer Staples 4.54%
4 Financials 3.98%
5 Consumer Discretionary 3.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XYZ
301
Block Inc
XYZ
$47.8B
$679K 0.05%
8,032
+144
+2% +$10.4K
VGT icon
302
Vanguard Information Technology ETF
VGT
$148B
$675K 0.05%
10,296
+760
+8% +$48.2K
SLV icon
303
iShares Silver Trust
SLV
$31.4B
$674K 0.05%
29,609
+824
+3% +$17.6K
EWJ icon
304
iShares MSCI Japan ETF
EWJ
$22.7B
$673K 0.05%
+9,436
New +$640K
MS icon
305
Morgan Stanley
MS
$340B
$670K 0.05%
7,112
+3,104
+77% +$273K
TLTW icon
306
iShares 20+ Year Treasury Bond BuyWrite Strategy ETF
TLTW
$1.83B
$664K 0.05%
24,870
+12,100
+95% +$322K
JXN icon
307
Jackson Financial
JXN
$9.03B
$663K 0.05%
10,021
+3,371
+51% +$183K
BSCQ icon
308
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$654K 0.04%
34,060
-1,657
-5% -$31.9K
SWAV
309
DELISTED
Shockwave Medical, Inc. Common Stock
SWAV
$651K 0.04%
2,000
-2,134
-52% -$524K
JPST icon
310
JPMorgan Ultra-Short Income ETF
JPST
$40.6B
$650K 0.04%
12,874
-557
-4% -$28K
EWX icon
311
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$694M
$647K 0.04%
11,590
+4
+0% +$222
SDVY icon
312
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$645K 0.04%
18,533
-6,431
-26% -$210K
TUA icon
313
Simplify Short Term Treasury Futures Strategy ETF
TUA
$656M
$640K 0.04%
29,276
-5,246
-15% -$118K
NOBL icon
314
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$638K 0.04%
12,578
+1,176
+10% +$56.7K
CRM icon
315
Salesforce
CRM
$160B
$635K 0.04%
2,109
-137
-6% -$39.5K
BUFG icon
316
FT Vest Buffered Allocation Growth ETF
BUFG
$334M
$629K 0.04%
27,940
+9,980
+56% +$218K
INTC icon
317
Intel
INTC
$496B
$625K 0.04%
14,149
-5,659
-29% -$252K
EXC icon
318
Exelon
EXC
$45.9B
$616K 0.04%
16,408
-522
-3% -$18.7K
GE icon
319
GE Aerospace
GE
$381B
$612K 0.04%
4,368
+28
+0.6% +$3.3K
IYR icon
320
iShares US Real Estate ETF
IYR
$4.51B
$609K 0.04%
6,777
-521
-7% -$46.1K
NOW icon
321
ServiceNow
NOW
$131B
$609K 0.04%
3,995
+175
+5% +$26.5K
ZETA icon
322
Zeta Global
ZETA
$6.84B
$608K 0.04%
55,615
+249
+0.4% +$2.48K
IEI icon
323
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$604K 0.04%
5,219
+1,357
+35% +$157K
BA icon
324
Boeing
BA
$186B
$603K 0.04%
3,123
-686
-18% -$141K
IBTG icon
325
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.21B
$602K 0.04%
26,504
-1,341
-5% -$30.5K
11 12
13
14 15

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q1 2024 Portfolio in Review

As of Q1 2024, Regal Investment Advisors held 611 positions worth $1.46B, up 11% from $1.32B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Regal Investment Advisors deployed $44.3M of net new capital in Q1 2024, opening 67 new positions and adding to 277 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8.3% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $13.5M trimmed.

  • Regal Investment Advisors's largest Q1 2024 buy was First Trust Small Cap Value AlphaDEX Fund: 127,623 shares worth $6.93M.
  • Regal Investment Advisors added most to Goldman Sachs Access Investment Grade Corporate Bond ETF in Q1 2024, an estimated $4.07M increase.
  • Regal Investment Advisors's biggest Q1 2024 reduction was iShares Core S&P 500 ETF, cutting an estimated $13.5M.
  • Regal Investment Advisors fully exited First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q1 2024, selling an estimated $2.67M.
  • Regal Investment Advisors's ten largest holdings make up 19% of its $1.46B portfolio in Q1 2024.
  • Regal Investment Advisors opened 67 new positions and closed 31 in Q1 2024.
  • Regal Investment Advisors's portfolio value rose 11% quarter-over-quarter to $1.46B.

Based on Regal Investment Advisors's 13F filing for Q1 2024, filed 15 May 2024.