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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-2.85%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.19B
AUM Growth
-$4.98M
Cap. Flow
+$34.9M
Cap. Flow %
2.93%
Top 10 Hldgs %
21.77%
Holding
546
New
32
Increased
246
Reduced
188
Closed
51

Top Buys

Rank Stock Value
1
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$6.14M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.94M
3
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$3.58M
4
PXD
Pioneer Natural Resource Co.
PXD
+$2.91M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$2.75M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$22.9M
2
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$4.94M
3
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$2.96M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$2.08M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$1.84M

Sector Composition

Rank Sector Weight
1 Technology 7.39%
2 Healthcare 5.35%
3 Consumer Staples 4.56%
4 Consumer Discretionary 3.82%
5 Financials 3.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
301
VanEck Gold Miners ETF
GDX
$27.3B
$469K 0.04%
17,431
+5,995
+52% +$177K
NOBL icon
302
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$458K 0.04%
10,348
-286
-3% -$13.4K
XSD icon
303
State Street SPDR S&P Semiconductor ETF
XSD
$2.86B
$457K 0.04%
2,330
+102
+5% +$21.6K
CPRT icon
304
Copart
CPRT
$27.2B
$446K 0.04%
10,353
+277
+3% +$12.3K
SCHG icon
305
Schwab US Large-Cap Growth ETF
SCHG
$63B
$445K 0.04%
24,476
+9,896
+68% +$186K
FHLC icon
306
Fidelity MSCI Health Care Index ETF
FHLC
$3.4B
$444K 0.04%
7,331
+6
+0.1% +$377
GSST icon
307
Goldman Sachs Access Ultra Short Bond ETF
GSST
$1.59B
$443K 0.04%
8,880
+293
+3% +$14.6K
IAU icon
308
iShares Gold Trust
IAU
$64.5B
$443K 0.04%
12,655
-2,492
-16% -$90.9K
CRM icon
309
Salesforce
CRM
$160B
$441K 0.04%
2,175
-99
-4% -$21.4K
ZETA icon
310
Zeta Global
ZETA
$6.85B
$439K 0.04%
+52,618
New +$434K
IWD icon
311
iShares Russell 1000 Value ETF
IWD
$84.2B
$439K 0.04%
2,893
+1,024
+55% +$162K
WWD icon
312
Woodward
WWD
$21.3B
$436K 0.04%
3,511
– –
PM icon
313
Philip Morris
PM
$293B
$433K 0.04%
4,679
+300
+7% +$28.9K
FEX icon
314
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$429K 0.04%
5,288
-2,083
-28% -$176K
HYDB icon
315
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
$427K 0.04%
9,721
+45
+0.5% +$2K
BIIB icon
316
Biogen
BIIB
$30.6B
$425K 0.04%
1,653
+4
+0.2% +$1.07K
PANW icon
317
Palo Alto Networks
PANW
$309B
$424K 0.04%
3,616
-1,628
-31% -$193K
PH icon
318
Parker-Hannifin
PH
$135B
$423K 0.04%
1,087
-74
-6% -$29.7K
FXL icon
319
First Trust Technology AlphaDEX Fund
FXL
$2.79B
$422K 0.04%
3,797
– –
HYGV icon
320
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$419K 0.04%
10,536
+12
+0.1% +$482
SPDW icon
321
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41.5B
$419K 0.04%
13,504
+3,498
+35% +$113K
NFLX icon
322
Netflix
NFLX
$312B
$418K 0.04%
11,080
+1,520
+16% +$64.4K
MBWM icon
323
Mercantile Bank Corp
MBWM
$1.04B
$417K 0.04%
13,500
-3,752
-22% -$123K
CLF icon
324
Cleveland-Cliffs
CLF
$7.11B
$415K 0.03%
26,543
+400
+2% +$6.25K
SQQQ icon
325
ProShares UltraPro Short QQQ
SQQQ
$1.74B
$412K 0.03%
+806
New +$378K
11 12
13
14 15

Similar funds

PAIM
Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return
CC
Commodore Capital New York $1.73B AUM 298.96% 1-Year Est. Return
VCM
Valiant Capital Management San Francisco, California $1.74B AUM 64.05% 1-Year Est. Return
ESBC
E.S. Barr & Co Lexington, Kentucky $1.72B AUM 12.69% 1-Year Est. Return
SFI
Siemens Fonds Invest Munich, Germany $1.75B AUM 26.24% 1-Year Est. Return
DF
DNCA Finance Paris, France $1.75B AUM 38.18% 1-Year Est. Return
WJA
Willis Johnson & Associates Houston, Texas $1.72B AUM 16.93% 1-Year Est. Return
OMC
Oasis Management Company Grand Cayman, Cayman Islands $1.72B AUM 32.1% 1-Year Est. Return

Regal Investment Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Regal Investment Advisors held 546 positions worth $1.19B, down 0.42% from $1.19B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Regal Investment Advisors's Q3 2023 filing shows 32 new, 246 increased, 188 reduced and 51 closed positions. Its largest new stake was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M. The largest sale was Invesco QQQ Trust, an estimated $22.9M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, down from 7.5% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q3 2023 buy was Pioneer Natural Resource Co.: 12,802 shares worth $2.94M.
  • Regal Investment Advisors added most to iShares S&P Small-Cap 600 Value ETF in Q3 2023, an estimated $6.14M increase.
  • Regal Investment Advisors's biggest Q3 2023 reduction was First Trust SMID Cap Rising Dividend Achievers ETF, cutting an estimated $4.94M.
  • Regal Investment Advisors fully exited Invesco QQQ Trust in Q3 2023, selling an estimated $22.9M.
  • Regal Investment Advisors's ten largest holdings make up 22% of its $1.19B portfolio in Q3 2023.
  • Regal Investment Advisors opened 32 new positions and closed 51 in Q3 2023.
  • Regal Investment Advisors's portfolio value fell 0.42% quarter-over-quarter to $1.19B.

Based on Regal Investment Advisors's 13F filing for Q3 2023, filed 13 Nov 2023.