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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-5.8%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$948M
AUM Growth
-$12.6M
Cap. Flow
+$38.6M
Cap. Flow %
4.07%
Top 10 Hldgs %
21.07%
Holding
538
New
39
Increased
250
Reduced
164
Closed
58

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$10.3M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.42M
3
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$6.03M
4
VYMI icon
Vanguard International High Dividend Yield ETF
VYMI
+$5.92M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$5.11M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.02M
2
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$7.36M
3
FTCS icon
First Trust Capital Strength ETF
FTCS
+$6.45M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.22M
5
TDIV icon
First Trust NASDAQ Technology Dividend Index Fund
TDIV
+$3.72M

Sector Composition

Rank Sector Weight
1 Technology 5.97%
2 Healthcare 5.9%
3 Consumer Staples 4.66%
4 Consumer Discretionary 3.31%
5 Financials 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYDB icon
301
iShares High Yield Systematic Bond ETF
HYDB
$1.6B
$404K 0.04%
9,493
+146
+2% +$6.54K
GNRC icon
302
Generac Holdings
GNRC
$12.3B
$403K 0.04%
2,262
+922
+69% +$211K
GCOR icon
303
Goldman Sachs Access US Aggregate Bond ETF
GCOR
$805M
$400K 0.04%
9,777
+1,115
+13% +$48K
PLTR icon
304
Palantir
PLTR
$421B
$399K 0.04%
49,132
-1,895
-4% -$16.9K
CNXC icon
305
Concentrix
CNXC
$1.57B
$398K 0.04%
3,569
+6
+0.2% +$768
AMT icon
306
American Tower
AMT
$78.8B
$397K 0.04%
1,848
-31
-2% -$7.96K
GIS icon
307
General Mills
GIS
$19.7B
$397K 0.04%
5,177
-22
-0.4% -$1.68K
DMO
308
Western Asset Mortgage Opportunity Fund
DMO
$120M
$394K 0.04%
35,480
-1,148
-3% -$13.7K
SPYD icon
309
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.67B
$390K 0.04%
10,989
-5,790
-35% -$233K
FHLC icon
310
Fidelity MSCI Health Care Index ETF
FHLC
$3.42B
$389K 0.04%
6,750
+202
+3% +$12.4K
EMGF icon
311
iShares Emerging Markets Equity Factor ETF
EMGF
$1.86B
$388K 0.04%
10,094
-3,680
-27% -$156K
HYGV icon
312
FlexShares High Yield Value-Scored Bond Index Fund
HYGV
$1.1B
$387K 0.04%
9,911
+223
+2% +$9.22K
CRM icon
313
Salesforce
CRM
$161B
$381K 0.04%
2,646
-5,129
-66% -$870K
FXN icon
314
First Trust Energy AlphaDEX Fund
FXN
$386M
$380K 0.04%
24,348
+1,958
+9% +$32K
VGT icon
315
Vanguard Information Technology ETF
VGT
$148B
$380K 0.04%
9,896
+400
+4% +$17.6K
CLF icon
316
Cleveland-Cliffs
CLF
$7.15B
$376K 0.04%
27,926
-1,043
-4% -$17.4K
HYMB icon
317
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$374K 0.04%
15,628
-10,556
-40% -$271K
XLF icon
318
State Street Financial Select Sector SPDR ETF
XLF
$58.9B
$373K 0.04%
12,282
-1,952
-14% -$64.5K
ENPH icon
319
Enphase Energy
ENPH
$5.43B
$368K 0.04%
1,328
+34
+3% +$9.17K
NOBL icon
320
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$367K 0.04%
9,178
+2,628
+40% +$116K
STLD icon
321
Steel Dynamics
STLD
$38.4B
$365K 0.04%
+5,151
New +$390K
VCSH icon
322
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.9B
$364K 0.04%
4,906
+737
+18% +$56.2K
ALB icon
323
Albemarle
ALB
$15.5B
$358K 0.04%
1,355
+30
+2% +$7.63K
SUSL icon
324
iShares ESG MSCI USA Leaders ETF
SUSL
$1.21B
$358K 0.04%
+5,802
New +$400K
PECO icon
325
Phillips Edison & Co
PECO
$5.16B
$357K 0.04%
12,732
-3,321
-21% -$109K
11 12
13
14 15

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CC
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VCM
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ESBC
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SFI
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DF
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WJA
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OMC
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Regal Investment Advisors's Q3 2022 Portfolio in Review

As of Q3 2022, Regal Investment Advisors held 538 positions worth $948M, down 1.3% from $961M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors deployed $38.6M of net new capital in Q3 2022, opening 39 new positions and adding to 250 existing holdings. Its largest new stake was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6.7% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.02M trimmed.

  • Regal Investment Advisors's largest Q3 2022 buy was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund: 173,435 shares worth $9.35M.
  • Regal Investment Advisors added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.42M increase.
  • Regal Investment Advisors's biggest Q3 2022 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.02M.
  • Regal Investment Advisors fully exited iShares MSCI EAFE Min Vol Factor ETF in Q3 2022, selling an estimated $7.36M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $948M portfolio in Q3 2022.
  • Regal Investment Advisors opened 39 new positions and closed 58 in Q3 2022.
  • Regal Investment Advisors's portfolio value fell 1.3% quarter-over-quarter to $948M.

Based on Regal Investment Advisors's 13F filing for Q3 2022, filed 15 Nov 2022.