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RIA

Regal Investment Advisors Portfolio holdings

AUM $1.73B
1-Year Est. Return 17.74%
This Fund
S&P 500
This Quarter Est. Return
-3.4%
1 Year Est. Return
+17.74%
3 Year Est. Return
+53.86%
5 Year Est. Return
+57.43%
10 Year Est. Return
+193.86%
AUM
$1.09B
AUM Growth
-$39.1M
Cap. Flow
+$11.2M
Cap. Flow %
1.03%
Top 10 Hldgs %
20.8%
Holding
587
New
52
Increased
239
Reduced
220
Closed
59

Top Buys

Rank Stock Value
1
SDVY icon
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
+$9.58M
2
IQLT icon
iShares MSCI Intl Quality Factor ETF
IQLT
+$7.79M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$5.71M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$5.63M
5
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$4.88M

Top Sells

Rank Stock Value
1
JSMD icon
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
+$7.85M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.28M
3
BND icon
Vanguard Total Bond Market
BND
+$5.11M
4
EFG icon
iShares MSCI EAFE Growth ETF
EFG
+$1.94M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$1.75M

Sector Composition

Rank Sector Weight
1 Technology 8.26%
2 Healthcare 5.58%
3 Consumer Staples 3.92%
4 Consumer Discretionary 3.22%
5 Financials 3.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
301
Boeing
BA
$184B
$529K 0.05%
2,764
-60
-2% -$12K
FDL icon
302
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.85B
$529K 0.05%
14,126
– –
VGT icon
303
Vanguard Information Technology ETF
VGT
$147B
$524K 0.05%
10,064
-2,120
-17% -$109K
EUSB icon
304
iShares ESG Advanced Universal USD Bond ETF
EUSB
$709M
$520K 0.05%
11,192
-19
-0.2% -$904
WELL icon
305
Welltower
WELL
$169B
$515K 0.05%
5,352
+2,741
+105% +$238K
HYMB icon
306
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$512K 0.05%
18,572
-41,950
-69% -$1.21M
PAVE icon
307
Global X US Infrastructure Development ETF
PAVE
$14.3B
$512K 0.05%
18,116
-544
-3% -$14.8K
MRNA icon
308
Moderna
MRNA
$23.9B
$511K 0.05%
2,966
+875
+42% +$147K
SRLN icon
309
State Street Blackstone Senior Loan ETF
SRLN
$5.35B
$505K 0.05%
+11,231
New +$507K
GSK icon
310
GSK
GSK
$104B
$494K 0.05%
9,082
-1,458
-14% -$79.2K
SBUX icon
311
Starbucks
SBUX
$119B
$493K 0.05%
5,424
-1,151
-18% -$109K
RSP icon
312
Invesco S&P 500 Equal Weight ETF
RSP
$99.1B
$489K 0.04%
3,099
-1,141
-27% -$178K
CME icon
313
CME Group
CME
$94.8B
$486K 0.04%
2,043
-2,893
-59% -$679K
MS icon
314
Morgan Stanley
MS
$338B
$486K 0.04%
5,553
-5
-0.1% -$482
SHW icon
315
Sherwin-Williams
SHW
$88.1B
$483K 0.04%
1,935
+92
+5% +$25.4K
PTBD icon
316
Pacer Trendpilot US Bond ETF
PTBD
$86.1M
$481K 0.04%
19,785
+136
+0.7% +$3.49K
SOXX icon
317
iShares Semiconductor ETF
SOXX
$44.8B
$481K 0.04%
3,045
+672
+28% +$108K
NXP icon
318
Nuveen Select Tax-Free Income Portfolio
NXP
$895M
$476K 0.04%
33,007
+6,609
+25% +$98.9K
RSG icon
319
Republic Services
RSG
$65.7B
$471K 0.04%
3,553
-5,291
-60% -$673K
DIA icon
320
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$465K 0.04%
1,341
– –
DMXF icon
321
iShares ESG Advanced MSCI EAFE ETF
DMXF
$961M
$464K 0.04%
7,608
+459
+6% +$29.1K
SPGI icon
322
S&P Global
SPGI
$121B
$464K 0.04%
1,131
-1,379
-55% -$562K
XLY icon
323
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$463K 0.04%
+5,000
New +$458K
PTNQ icon
324
Pacer Trendpilot 100 ETF
PTNQ
$1.25B
$462K 0.04%
+8,855
New +$485K
ROK icon
325
Rockwell Automation
ROK
$48.3B
$461K 0.04%
1,645
-1,997
-55% -$574K
11 12
13
14 15

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VCM
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ESBC
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SFI
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WJA
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OMC
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Regal Investment Advisors's Q1 2022 Portfolio in Review

As of Q1 2022, Regal Investment Advisors held 587 positions worth $1.09B, down 3.5% from $1.13B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Regal Investment Advisors's Q1 2022 filing shows 52 new, 239 increased, 220 reduced and 59 closed positions. Its largest new stake was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M. The largest sale was Janus Henderson Small/Mid Cap Growth Alpha ETF, an estimated $7.85M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, down from 9.2% a quarter earlier, followed by Healthcare and Consumer Staples.

  • Regal Investment Advisors's largest Q1 2022 buy was First Trust SMID Cap Rising Dividend Achievers ETF: 331,887 shares worth $9.25M.
  • Regal Investment Advisors added most to iShares MSCI USA Quality Factor ETF in Q1 2022, an estimated $5.71M increase.
  • Regal Investment Advisors's biggest Q1 2022 reduction was Janus Henderson Small/Mid Cap Growth Alpha ETF, cutting an estimated $7.85M.
  • Regal Investment Advisors fully exited First Trust NASDAQ Cybersecurity ETF in Q1 2022, selling an estimated $1.55M.
  • Regal Investment Advisors's ten largest holdings make up 21% of its $1.09B portfolio in Q1 2022.
  • Regal Investment Advisors opened 52 new positions and closed 59 in Q1 2022.
  • Regal Investment Advisors's portfolio value fell 3.5% quarter-over-quarter to $1.09B.

Based on Regal Investment Advisors's 13F filing for Q1 2022, filed 9 May 2022.